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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

Kathleen Amanda Peters

Advisor at U.S. BANCORP ADVISORS, LLC

Minneapolis, MN | Woodbury, MN

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Search this name across graphsid dfx:ria:517d47ef-c42c-0f88-907b-3c12678f4f0d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 27, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U.S. BANCORP ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 13, 2003
First registration: Jan 27, 2014
Dual registered: yes, broker-dealer
Other names: Kathleen Fritsch|Kathy Peters
IAPD individual key: 4207981

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Aug 4, 2023	n/a	yes	Minneapolis, MN\|Woodbury, MN	Current employment
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Oct 22, 2018	Apr 7, 2026	no	Saint Paul, MN\|Minneapolis, MN\|Minneapolis, MN\|Woodbury, MN	Previous registration
CRI SECURITIES, LLC	Former SEC adviser	Sep 25, 2017	Oct 2, 2018	no	ST PAUL, MN	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 25, 2017	Oct 2, 2018	no	ST PAUL, MN	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 27, 2014	Sep 6, 2017	no	OAKDALE, MN\|WOODBURY, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP INVESTMENTS, INC.	U.S. BANCORP ADVISORS, LLC	Apr 7, 2026	Aug 4, 2023	-977	Firm change after gap	Ibd to ibd
CRI SECURITIES, LLC	U.S. BANCORP INVESTMENTS, INC.	Oct 2, 2018	Oct 22, 2018	20	Firm change	Ibd to ibd
SECURIAN FINANCIAL SERVICES, INC.	CRI SECURITIES, LLC	Oct 2, 2018	Sep 25, 2017	-372	Channel change	Other
WOODBURY FINANCIAL SERVICES, INC.	SECURIAN FINANCIAL SERVICES, INC.	Sep 6, 2017	Sep 25, 2017	19	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
17868:14455:MN:2026-04-07	Apr 7, 2026	Aug 4, 2023	WOODBURY, MN	Firm change after gap

Relationships

Registered with (5)

→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: current employment
Aug 4, 2023 to presentfactForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Oct 22, 2018 to Apr 7, 2026factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 25, 2017 to Oct 2, 2018factForm ADV
→ CRI SECURITIES, LLCRegistered adviserregistration: previous registration
Sep 25, 2017 to Oct 2, 2018factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 27, 2014 to Sep 6, 2017factForm ADV

Dated events

Occurred
Apr 7, 2026
Advisor changed firm
Kathleen Amanda Peters left U.S. Bancorp Investments, Inc. for U.S. Bancorp Advisors, Llc (registered 2023-08-04)
Form ADVobserved 6 days ago