DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kathleen Amanda Peters
Certified Financial Planner
Feed of 09/14/2026
Also filed as Kathleen Fritsch
At current firm
3 y
since Aug 4, 2023
In the industry
25 y
since Jan 1, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- U.S. Bancorp Advisors, LLC BD affiliated currentsince Aug 4, 2023 · Minneapolis, Mn
- U.S. Bancorp Investments, Inc. formerOct 22, 2018 to Apr 7, 2026 · Saint Paul, Mn
- Securian Financial Services, Inc. formerSep 25, 2017 to Oct 2, 2018 · St Paul, Mn
- Cri Securities, LLC formerSep 25, 2017 to Oct 2, 2018 · St Paul, Mn
- Woodbury Financial Services, Inc. formerJan 27, 2014 to Sep 6, 2017 · Oakdale, Mn
Moves
a registration end followed by a registration begin elsewhere
- U.S. Bancorp Investments, Inc. to U.S. Bancorp Advisors, LLCleft Apr 7, 2026, registered Aug 4, 2023 (-977 days) · Affiliated broker-dealer or bank to another · moved with a team
- Cri Securities, LLC to U.S. Bancorp Investments, Inc.left Oct 2, 2018, registered Oct 22, 2018 (20 days) · Affiliated broker-dealer or bank to another
- Securian Financial Services, Inc. to Cri Securities, LLCleft Oct 2, 2018, registered Sep 25, 2017 (-372 days) · channel change inside one enterprise, not a move
- Woodbury Financial Services, Inc. to Securian Financial Services, Inc.left Sep 6, 2017, registered Sep 25, 2017 (19 days) · Other
Signals
- Kathleen Amanda Peters left U.S. Bancorp Investments, Inc. for U.S. Bancorp Advisors, Llc (registered 2023-08-04)Apr 7, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address