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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

Kristian Tait Lee

Advisor at EDWARD JONES

BRODHEAD, WI

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Search this name across graphsid dfx:ria:51963078-907d-e8d1-3af0-6a7f0c9a154c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 3, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 2, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 2, 2011
First registration: Aug 3, 2011
Dual registered: yes, broker-dealer
Other names: KRISTIAN LEE
IAPD individual key: 5937659

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Nov 13, 2020	n/a	yes	BRODHEAD, WI	Current employment
WEA FINANCIAL ADVISORS, INC.	Other adviser	Feb 15, 2016	Jul 14, 2020	no	MADISON, WI	Previous registration
HARBOUR INVESTMENTS, INC.	Independent wealth	Dec 17, 2012	Dec 31, 2015	no	MADISON, WI\|MADISON, WI\|MADISON, WI	Previous registration
WADDELL & REED	Former SEC adviser	Aug 3, 2011	Dec 17, 2012	no	MADISON, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEA FINANCIAL ADVISORS, INC.	EDWARD JONES	Jul 14, 2020	Nov 13, 2020	122	Firm change	RIA to ibd
HARBOUR INVESTMENTS, INC.	WEA FINANCIAL ADVISORS, INC.	Dec 31, 2015	Feb 15, 2016	46	Firm change	Other
WADDELL & REED	HARBOUR INVESTMENTS, INC.	Dec 17, 2012	Dec 17, 2012	0	Firm change	Other

Relationships

Registered with (4)

→ EDWARD JONESRegistered adviserregistration: current employment
Nov 13, 2020 to presentfactForm ADV
→ WEA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Feb 15, 2016 to Jul 14, 2020factForm ADV
→ HARBOUR INVESTMENTS, INC.Registered adviserregistration: previous registration
Dec 17, 2012 to Dec 31, 2015factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Aug 3, 2011 to Dec 17, 2012factForm ADV

Dated events

No dated event names this entity yet.