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RIA / WealthAdvisor15 years in industry

JOHNNY KANG

Advisor at PRESTONWOOD CAPITAL MANAGEMENT, LLC

PLANO, TX

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Search this name across graphsid dfx:ria:51972e71-3acc-8a39-9882-1cd3b4daf2e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 21, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRESTONWOOD CAPITAL MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 19, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 19, 2011
First registration: Mar 21, 2011
Dual registered: no
Other names: JOHNNY S KANG
IAPD individual key: 5867135

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRESTONWOOD CAPITAL MANAGEMENT, LLC	State registered	Mar 12, 2015	n/a	yes	PLANO, TX	Current employment
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Jun 5, 2014	Mar 3, 2015	no	IRVING, TX	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Jul 24, 2013	Jun 11, 2014	no	ARLINGTON, VA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 21, 2011	Jul 12, 2013	no	DALLAS, TX\|DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NFP ADVISOR SERVICES, LLC	PRESTONWOOD CAPITAL MANAGEMENT, LLC	Mar 3, 2015	Mar 12, 2015	9	Firm change	Other
E*TRADE CAPITAL MANAGEMENT, LLC	NFP ADVISOR SERVICES, LLC	Jun 11, 2014	Jun 5, 2014	-6	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	E*TRADE CAPITAL MANAGEMENT, LLC	Jul 12, 2013	Jul 24, 2013	12	Firm change	Other

Relationships

Registered with (4)

→ PRESTONWOOD CAPITAL MANAGEMENT, LLCRegistered adviserregistration: current employment
Mar 12, 2015 to presentfactForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Jun 5, 2014 to Mar 3, 2015factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 24, 2013 to Jun 11, 2014factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 21, 2011 to Jul 12, 2013factForm ADV

Dated events

No dated event names this entity yet.