DFX Intelligence

L••••••• D•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)35 years in industry

L••••••• D•••• S••••••••

Advisor at L•• F•••••••• L••

FRISCO, TX

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Search this name across graphsid dfx:ria:519a74eb-5580-d9c5-7392-963ed3b7ccf9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 17, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 9, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 4, 2023	n/a	yes	FRISCO, TX	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jan 11, 2019	Oct 5, 2023	no	Frisco, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	L•• F•••••••• L••	Oct 5, 2023	Oct 4, 2023	-1	Firm change	Ibd to ibd
A•••••• R••••••• C••••••	A••••••••• F•••••••• S•••••••• L••	Jan 11, 2019	Jan 11, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:6413:TX:2023-09-27	Oct 5, 2023	Oct 4, 2023	FRISCO, TX	Firm change
164109:6363:TX:2019-01-11	Jan 11, 2019	Jan 11, 2019	FRISCO, TX	Firm change
6413:164109:TX:2017-02-16	Feb 16, 2017	Nov 8, 2016	FRISCO, TX	Firm change after gap

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 7, 2013 to Feb 16, 2017factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 11, 2019 to Oct 5, 2023factForm ADV
→ A•••••• R••••••• C••••••Registered adviserregistration: previous registration
Nov 8, 2016 to Jan 11, 2019factForm ADV
→ C•••••••• L•••

Dated events

Occurred
Oct 5, 2023
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:519a74eb-5580-d9c5-7392-963ed3b7ccf9
First observed: Apr 17, 1996
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.