DFX Intelligence

B••• M•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

B••• M•••••• M•••••

Advisor at E•••••• F•••••••• E••••••

ANAHEIM, CA

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Search this name across graphsid dfx:ria:519dcb25-2698-5cdc-6f3d-d61b26556f3a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 13, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• F•••••••• E••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 26, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• F•••••••• E••••••	Independent wealth	Dec 1, 2017	n/a	yes	ANAHEIM, CA	Current employment
B••••••• I••••••••• S•••••••• I••• •••••	Former SEC adviser	Aug 3, 2015	Dec 6, 2017	no	SANTA ANA, CA\|SOUTH GATE, CA\|LAKEWOOD, CA\|LONG BEACH, CA\|LOS ANGELES, CA\|SANTA FE SPRINGS, CA\|HUNTINGTON BEACH, CA\|MISSION VIEJO, CA\|SAN CLEMENTE, CA\|SOUTH GATE, CA\|BELLFLOWER, CA\|LAKEWOOD, CA\|LONG BEACH, CA\|SPRING VALLEY, CA\|SAN DIEGO, CA\|EL CAJON, CA\|LA MESA, CA\|La Jolla, CA\|La Jolla, CA\|NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• I••••••••• S•••••••• I••• •••••	E•••••• F•••••••• E••••••	Dec 6, 2017	Dec 1, 2017	-5	Firm change	Other
G•••• W••••••• L•••	B••••••• I••••••••• S•••••••• I••• •••••	Nov 12, 2014	Aug 3, 2015

Relationships

Registered with (5)

→ E•••••• F•••••••• E••••••Registered adviserregistration: current employment
Dec 1, 2017 to presentfactForm ADV
→ B••••••• I••••••••• S•••••••• I••• •••••Registered adviserregistration: previous registration
Aug 3, 2015 to Dec 6, 2017factForm ADV
→ G•••• W••••••• L•••Registered adviserregistration: previous registration
Aug 13, 2013 to Nov 12, 2014factForm ADV
→ B•••••• C•••••• I••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:519dcb25-2698-5cdc-6f3d-d61b26556f3a
First observed: Sep 13, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.