DFX Intelligence

S•••••• J• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

S•••••• J• R•••••

Advisor at L•• F•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Sep 19, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 16, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 9, 2024	n/a	yes	LINTHICUM, MD\|SILVER SPRING, MD\|OWINGS MILLS, MD\|BALTIMORE, MD\|TIMONIUM, MD\|DERWOOD, MD\|TOWSON, MD	Current employment
G••• L••• A•••••••• L••	Independent wealth	Nov 21, 2017	Jun 5, 2018	no	Baltimore, MD\|CELEBRATION, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••• L••• A•••••••• L••	L•• F•••••••• L••	Jun 5, 2018	Jan 9, 2024	2,044	Firm change after gap	RIA to ibd
C•••••• S••••• • C••• I•••	G••• L••• A•••••••• L••	Nov 27, 2017	Nov 21, 2017

Relationships

Registered with (7)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 9, 2024 to presentfactForm ADV
→ G••• L••• A•••••••• L••Registered adviserregistration: previous registration
Nov 21, 2017 to Jun 5, 2018factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jun 1, 2016 to Nov 27, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 19, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.