DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

NANCY ELIZABETH SHEERIN-FLOROS

Advisor at WELLS FARGO ADVISORS

BETHESDA, MD | COLUMBIA, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:51b42870-acb8-0b8b-097e-cf2bd266891d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 17, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 17, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jun 15, 2005
First registration: May 17, 2005
Dual registered: yes, broker-dealer
Other names: NANCY E SHEERINDOTSON|NANCY (SHEERIN) DOTSON|NANCY ELIZABETH SHEERIN|NANCY ELIZABETH SHEERINSPRAGUE|NANCY ELIZABETH SHEERIN|NANCY ELIZABETH SHEERINDOTSON|NANCY ELIZABETH SHEERIN-DOTSON|NANCY E. SHEERIN|NANCY SHEERIN-FLOROS
IAPD individual key: 1385773

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jul 5, 2024	n/a	yes	BETHESDA, MD\|COLUMBIA, MD	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Apr 5, 2022	Apr 15, 2024	no	WASHINGTON, DC\|GREENWICH, CT	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 4, 2007	Jan 10, 2022	no	MCLEAN, VA\|MCLEAN, VA\|SHELTON, CT\|MELVILLE, NY\|WHITE PLAINS, NY\|DARIEN, CT\|WESTPORT, CT\|MELVILLE, NY	Previous registration
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	May 17, 2005	Jan 24, 2006	no	WILTON, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	WELLS FARGO ADVISORS	Apr 15, 2024	Jul 5, 2024	81	Firm change	Ibd to wirehouse
WELLS FARGO ADVISORS	CITIGROUP GLOBAL MARKETS INC.	Jan 10, 2022	Apr 5, 2022	85	Firm change	Wirehouse to ibd
OSAIC INSTITUTIONS, INC.	WELLS FARGO ADVISORS	Jan 24, 2006	Oct 4, 2007	618	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7059:19616:CT:2024-04-12	Apr 15, 2024	Jul 5, 2024	GREENWICH, CT	Firm change
19616:7059:NY:2022-01-04	Jan 10, 2022	Apr 5, 2022	MELVILLE, NY	Firm change

Relationships

Registered with (3)

→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 4, 2007 to Jan 10, 2022factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Apr 5, 2022 to Apr 15, 2024factForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
May 17, 2005 to Jan 24, 2006factForm ADV

Dated events

Occurred
Apr 15, 2024
Advisor changed firm
Nancy Elizabeth Sheerin-Floros left Citigroup Global Markets Inc. for Wells Fargo Advisors (registered 2024-07-05)
Form ADVobserved 6 days ago
Occurred
Jan 10, 2022
Advisor changed firm
Nancy Elizabeth Sheerin-Floros left Wells Fargo Advisors for Citigroup Global Markets Inc. (registered 2022-04-05)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51b42870-acb8-0b8b-097e-cf2bd266891d
First observed: May 17, 2005
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NANCY ELIZABETH SHEERIN-FLOROS

Advisor at WELLS FARGO ADVISORS

BETHESDA, MD | COLUMBIA, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:51b42870-acb8-0b8b-097e-cf2bd266891d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:01 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WELLS FARGO ADVISORS

Wirehouse

Jul 5, 2024

n/a

yes

BETHESDA, MD|COLUMBIA, MD

Current employment

CITIGROUP GLOBAL MARKETS INC.

Bd affiliated wealth

Apr 5, 2022

Apr 15, 2024

WASHINGTON, DC|GREENWICH, CT

Previous registration

WELLS FARGO ADVISORS

Wirehouse

Oct 4, 2007

Jan 10, 2022

Previous registration

OSAIC INSTITUTIONS, INC.

Bd affiliated wealth

May 17, 2005

Jan 24, 2006

WILTON, CT

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CITIGROUP GLOBAL MARKETS INC.

WELLS FARGO ADVISORS

Apr 15, 2024

Jul 5, 2024

Firm change

Ibd to wirehouse

WELLS FARGO ADVISORS

CITIGROUP GLOBAL MARKETS INC.

Jan 10, 2022

Apr 5, 2022

Firm change

Wirehouse to ibd

OSAIC INSTITUTIONS, INC.

WELLS FARGO ADVISORS

Jan 24, 2006

Oct 4, 2007

618

Firm change after gap

Other

Team

Left

Joined

From

Kind

7059:19616:CT:2024-04-12

Apr 15, 2024

Jul 5, 2024

GREENWICH, CT

Firm change

19616:7059:NY:2022-01-04

Jan 10, 2022

Apr 5, 2022

MELVILLE, NY

Firm change