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Registered advisor
N•••• E•••••••• S•••••••••
Feed of 09/14/2026
Also filed as N•••• E Sheerindotson
At current firm
2 y
since Jul 5, 2024
In the industry
21 y
since May 17, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jul 5, 2024 · Bethesda, Md
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 5, 2022 to Apr 15, 2024 · Washington, Dc
- W•••• F•••• A••••••• wirehouseOct 4, 2007 to Jan 10, 2022 · Mclean, Va
- O•••• I••••••••• I••• BD affiliatedMay 17, 2005 to Jan 24, 2006 · Wilton, Ct
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Apr 15, 2024, registered Jul 5, 2024 (81 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- W•••• F•••• A••••••• to C•••••••• G••••• M•••••• I•••left Jan 10, 2022, registered Apr 5, 2022 (85 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- O•••• I••••••••• I••• to W•••• F•••• A•••••••left Jan 24, 2006, registered Oct 4, 2007 (618 days) · Other
Signals
- N•••• E•••••••• S••••••••• left C•••••••• G••••• M•••••• I••• for W•••• F•••• A••••••• (registered 2024-07-05)Apr 15, 2024 · Advisor changed firm · fact
- N•••• E•••••••• S••••••••• left W•••• F•••• A••••••• for C•••••••• G••••• M•••••• I••• (registered 2022-04-05)Jan 10, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address