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RIA / WealthAdvisor18 years in industry

JAMES SCOTT DONEWALD

Advisor at CRIS CAPITAL, LTD.

KATY, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 15, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CRIS CAPITAL, LTD.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Dec 27, 2009
First registration: Mar 15, 2010
Dual registered: no
Other names: JIM DONEWALD
IAPD individual key: 5769200

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CRIS CAPITAL, LTD.	State registered	Jan 27, 2016	n/a	yes	KATY, TX	Current employment
HORTER INVESTMENT MANAGEMENT, LLC	Independent wealth	Aug 10, 2011	Jan 25, 2016	no	KATY, TX\|SCHAUMBURG, IL\|KATY, TX	Previous registration
REDHAWK WEALTH ADVISORS, INC.	Independent wealth	Apr 20, 2011	Jul 20, 2011	no	SCHAUMBURG, IL	Previous registration
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Mar 15, 2010	Apr 4, 2011	no	SCHAUMBURG, IL\|Urbandale, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HORTER INVESTMENT MANAGEMENT, LLC	CRIS CAPITAL, LTD.	Jan 25, 2016	Jan 27, 2016	2	Firm change	Other
REDHAWK WEALTH ADVISORS, INC.	HORTER INVESTMENT MANAGEMENT, LLC	Jul 20, 2011	Aug 10, 2011	21	Firm change	Other
INTEGRITY ALLIANCE, LLC	REDHAWK WEALTH ADVISORS, INC.	Apr 4, 2011	Apr 20, 2011	16	Firm change	Other

Relationships

Registered with (4)

→ CRIS CAPITAL, LTD.Registered adviserregistration: current employment
Jan 27, 2016 to presentfactForm ADV
→ HORTER INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 10, 2011 to Jan 25, 2016factForm ADV
→ REDHAWK WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Apr 20, 2011 to Jul 20, 2011factForm ADV
→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: previous registration
Mar 15, 2010 to Apr 4, 2011factForm ADV

Dated events

No dated event names this entity yet.