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Advisor at MODERN WEALTH MANAGEMENT, LLC
Lees Summit, MO | KANSAS CITY, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MODERN WEALTH MANAGEMENT, LLC | Independent wealth | Apr 26, 2023 | n/a | yes | Lees Summit, MO|KANSAS CITY, MO | Current employment |
| BARBER FINANCIAL GROUP | Former SEC adviser | Aug 18, 2016 | Dec 7, 2023 | no | Lees Summit, MO|LENEXA, KS | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | May 29, 2008 | Oct 5, 2016 | no | LEES SUMMIT, MO|El Segundo, CA | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jul 7, 2006 | May 30, 2008 | no | LEE'S SUMMITT, MO | Previous registration |
| FINANCIAL SECURITY INVESTMENT ADVISORS, INC. | n/a | Jan 2, 2001 | Aug 3, 2006 | no | LEE'S SUMMIT, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BARBER FINANCIAL GROUP | MODERN WEALTH MANAGEMENT, LLC | Dec 7, 2023 | Apr 26, 2023 | -225 | Firm change after gap | RIA to RIA |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | BARBER FINANCIAL GROUP | Oct 5, 2016 | Aug 18, 2016 | -48 | Firm change after gap | Other |
| SECURITIES AMERICA ADVISORS, INC. | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | May 30, 2008 | May 29, 2008 | -1 | Firm change | Other |
| FINANCIAL SECURITY INVESTMENT ADVISORS, INC. | SECURITIES AMERICA ADVISORS, INC. | Aug 3, 2006 | Jul 7, 2006 | -27 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 152043:324624:KS:2023-12-07 | Dec 7, 2023 | Apr 26, 2023 | LENEXA, KS | Firm change after gap |