DFX Intelligence

S•• C•••• P••••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S•• C•••• P••••••• M••••••••• L•

CRD 316909

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:51c6583e-f620-790f-0132-86008ac7e65b

Data as of Apr 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 1
Observed: Jun 27, 2024 to Apr 20, 2026
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

S•• C•••• P••••••• M••••••••• L•

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $239M••• Locked
Discretionary RAUM: $239M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•• C•••• M••••• F•••• L•	Hedge Fund	$239M	Apr 20, 2026	74	Jan 3, 2022	reported	021-413276

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• A•••••• L•	Partner	A	yes	08/2021	Jun 27, 2024	Jun 27, 2024
B••••• L•••••• A••	Partner	B	yes	08/2021	Jun 27, 2024	Jun 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S• G•• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 20, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$239M	$300M	-20.2%	n/a	n/a	5	7	0	0

Relationships

Advises (1)

→ S•• C•••• M••••• F•••• L•Private fundHedge Fund, ERA
Jan 3, 2022 to presentfactForm ADV

Controls (7)

← H•••••• J•••• C•••••••••OwnerMANAGING PARTNER, ownership code C, individual
Jun 27, 2024 to Jun 27, 2024factForm ADV
← B••••• L•••••• A••OwnerPARTNER, ownership code B, individual
Jun 27, 2024 to Jun 27, 2024factForm ADV
← P••••••••• M•••••••• R••••••OwnerPARTNER, ownership code B, individual

Dated events

Occurred
Jun 27, 2024
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51c6583e-f620-790f-0132-86008ac7e65b
First observed: Jun 27, 2024
Last observed: Apr 20, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.