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S•• C•••• P••••••• M••••••••• L•

Asset manager (funds and pooled vehicles)SEC-registered1 private funds· San Francisco, Californiawebsite

Asset manager (funds and pooled vehicles), based in San Francisco, California, reporting $239M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$239M
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
-20%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 316909 · SEC 801-130786 · 4 filingsShow
CRD 316909SEC 801-130786First filing on the tape Jun 27, 2024, latest Apr 20, 2026SEC status approved since Jul 29, 2024IAPD
RAUM
$239M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$239M as of Apr 20, 2026
Mar 21, 2025$300M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 20, 2026
Mar 21, 20250 then
Employees (5.A)5 as of Apr 20, 2026
Mar 21, 20257 then
Private funds1 as of Apr 20, 2026
Mar 21, 20251 then
RAUM -20% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Apr 20, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$79.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-20%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$239M, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$239M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$239M for 3 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      S•• C•••• M••••• F•••• L•Hedge Fund$239M74Jan 3, 2022
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••• A•••••• L• · Partnercontrol
        since 08/2021 · owns 5% to 10%
      • B••••• L•••••• A•• · Partnercontrol
        since 08/2021 · owns 10% to 25%
      • L••••• M••••••• R•••••• · Partnercontrol
        since 08/2021 · owns 5% to 10%
      • P••••••••• M•••••••• R•••••• · Partnercontrol
        since 08/2021 · owns 10% to 25%
      • W••••••• N••••• · Ccocontrol
        since 12/2023 · owns 5% to 10%
      • H•••••• J•••• C••••••••• · Managing Partnercontrol
        since 08/2021 · owns 25% to 50% of S•• C•••• P•••••••• L••
      Entity owners
      • S•• C•••• P•••••••• L•• · General Partner
        direct · owns 25% to 50%
      Related persons
      Schedule D 7.A
      • S• G•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 6 to 4
        Mar 21, 2025 to Jan 29, 2026
      • Assets in custody · $300M to $239M
        Mar 21, 2025 to Jan 29, 2026
      • Employees · 7 to 5
        Mar 21, 2025 to Jan 29, 2026
      • Discretionary RAUM · $300M to $239M
        Mar 21, 2025 to Jan 29, 2026
      • Pooled vehicle RAUM · $300M to $239M
        Mar 21, 2025 to Jan 29, 2026
      • RAUM · $300M to $239M
        Mar 21, 2025 to Jan 29, 2026
      • Financial planning clients · unset to
        Jun 27, 2024 to Mar 21, 2025
      • Assets in custody · $311M to $300M
        Jun 27, 2024 to Mar 21, 2025
      • Private funds · 2 to 1
        Jun 27, 2024 to Mar 21, 2025
      • Discretionary RAUM · $311M to $300M
        Jun 27, 2024 to Mar 21, 2025
      • Pooled vehicle RAUM · $311M to $300M
        Jun 27, 2024 to Mar 21, 2025
      • RAUM · $311M to $300M
        Jun 27, 2024 to Mar 21, 2025
      • Related adviser · false to true
        Jun 27, 2024 to Mar 21, 2025
      Signals
      3 dated events
      • ••• Locked
        Apr 20, 2026 · ria private fund assets change · fact
      • ••• Locked
        Mar 21, 2025 · ria registration change · fact
      • ••• Locked
        Jun 27, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Apr 20, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Apr 20, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026