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Advisor at LPL FINANCIAL LLC
SUITLAND, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 18, 2022 | n/a | yes | SUITLAND, MD | Current employment |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Jun 8, 2017 | May 18, 2022 | no | Springfield, VA|Springfield, VA|WAVERLY, IA|Suitland, MD|Burlington, NJ | Previous registration |
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | May 5, 2016 | Jun 1, 2017 | no | ALEXANDRIA, VA | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Jul 31, 2015 | Sep 22, 2016 | no | AUSTIN, TX|ALEXANDRIA, VA | Previous registration |
| USADVISORS WEALTH MANAGEMENT, LLC | Independent wealth | Oct 5, 2012 | Dec 3, 2015 | no | ALEXANDRIA, VA | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Mar 11, 2011 | Nov 14, 2012 | no | ALEXANDRIA, VA | Previous registration |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Apr 2, 2008 | Feb 7, 2011 | no | ALEXANDRIA, VA|ALEXANDRIA, VA|HANOVER, MD | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Feb 1, 2008 | Apr 8, 2008 | no | AUSTIN, TX|ALEXANDRIA, VA | Previous registration |
| IFMG SECURITIES, INC. | n/a | Jan 24, 2007 | Feb 19, 2008 | no | BETHESDA, MD|GAITHERSBURG, MD|OLNEY, MD|FREDERICK, MD|FREDERICK, MD|HARRISBURG, PA|BETHESDA, MD|OLNEY, MD|HAGERSTOWN, MD|HAGERSTOWN, MD|GAITHERSBURG, MD|FREDERICK, MD|FREDERICK, MD|FREDERICK, MD | Previous registration |
| LARA, SHULL & MAY, LTD | n/a | Oct 2, 2006 | Oct 3, 2006 | no | FALLS CHURCH, VA|FALLS CHURCH, VA | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | Mar 14, 2006 | May 11, 2006 | no | CHARLOTTE, NC | Previous registration |
| RYAN BECK & CO. | n/a | Jan 3, 2005 | Feb 24, 2006 | no | BALTIMORE, MD|BALTIMORE, MD | Previous registration |
| QUICK & REILLY, INC. | n/a | Apr 23, 2003 | Aug 7, 2003 | no | NEWTON, MA | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jun 26, 2002 | Dec 31, 2002 | no | ALEXANDRIA, VA | Previous registration |