DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Registered advisor
M•••••• J• C•••••••••
Feed of 09/14/2026
Also filed as M•••••• Yue
At current firm
4 y
since May 18, 2022
In the industry
30 y
since May 31, 1996 (earliest exam, job or registration)
Prior registered firms
13
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 18, 2022 · Suitland, Md
- C••• B•••••••• S•••••••• I••• formerJun 8, 2017 to May 18, 2022 · Springfield, Va
- K••••• A••••••• S•••••••• L•• BD affiliatedMay 5, 2016 to Jun 1, 2017 · Alexandria, Va
- N•• A•••••• S•••••••• L•• formerJul 31, 2015 to Sep 22, 2016 · Austin, Tx
- U••••••••• W••••• M••••••••• L•• independent RIAOct 5, 2012 to Dec 3, 2015 · Alexandria, Va
- S••••••••• A•••••• A•••••••• I••• formerMar 11, 2011 to Nov 14, 2012 · Alexandria, Va
- C••• F•••••••• S•••••••• L••• formerApr 2, 2008 to Feb 7, 2011 · Alexandria, Va
- N•• A•••••• S•••••••• L•• formerFeb 1, 2008 to Apr 8, 2008 · Austin, Tx
- I••• S••••••••• I••• unclassifiedJan 24, 2007 to Feb 19, 2008 · Bethesda, Md
- L•••• S•••• • M••• L•• unclassifiedOct 2, 2006 to Oct 3, 2006 · Falls Church, Va
- B••• I••••••••• S•••••••• I••• formerMar 14, 2006 to May 11, 2006 · Charlotte, Nc
- R••• B••• • C•• unclassifiedJan 3, 2005 to Feb 24, 2006 · Baltimore, Md
- Q•••• • R•••••• I••• unclassifiedApr 23, 2003 to Aug 7, 2003 · Newton, Ma
- S••••••• I••••••••• S•••••••• I••• formerJun 26, 2002 to Dec 31, 2002 · Alexandria, Va
Moves
a registration end followed by a registration begin elsewhere
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
- K••••• A••••••• S•••••••• L•• to C••• B•••••••• S•••••••• I•••left Jun 1, 2017, registered Jun 8, 2017 (7 days) · Other
- N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Sep 22, 2016, registered May 5, 2016 (-140 days) · corporate re-registration, not a move
- U••••••••• W••••• M••••••••• L•• to N•• A•••••• S•••••••• L••left Dec 3, 2015, registered Jul 31, 2015 (-125 days) · Other
- S••••••••• A•••••• A•••••••• I••• to U••••••••• W••••• M••••••••• L••left Nov 14, 2012, registered Oct 5, 2012 (-40 days) · Other
- C••• F•••••••• S•••••••• L••• to S••••••••• A•••••• A•••••••• I•••left Feb 7, 2011, registered Mar 11, 2011 (32 days) · Other
- N•• A•••••• S•••••••• L•• to C••• F•••••••• S•••••••• L•••left Apr 8, 2008, registered Apr 2, 2008 (-6 days) · Other
- I••• S••••••••• I••• to N•• A•••••• S•••••••• L••left Feb 19, 2008, registered Feb 1, 2008 (-18 days) · Other
- L•••• S•••• • M••• L•• to I••• S••••••••• I•••left Oct 3, 2006, registered Jan 24, 2007 (113 days) · Other
- B••• I••••••••• S•••••••• I••• to L•••• S•••• • M••• L••left May 11, 2006, registered Oct 2, 2006 (144 days) · Other
- R••• B••• • C•• to B••• I••••••••• S•••••••• I•••left Feb 24, 2006, registered Mar 14, 2006 (18 days) · Other
- Q•••• • R•••••• I••• to R••• B••• • C••left Aug 7, 2003, registered Jan 3, 2005 (515 days) · Other
- S••••••• I••••••••• S•••••••• I••• to Q•••• • R•••••• I•••left Dec 31, 2002, registered Apr 23, 2003 (113 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address