DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at ANNEX WEALTH MANAGEMENT, LLC
BROOKFIELD, WI | Whitefish Bay, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ANNEX WEALTH MANAGEMENT, LLC | Independent wealth | Nov 13, 2025 | n/a | yes | BROOKFIELD, WI|Whitefish Bay, WI | Current employment |
| WFA ASSET MANAGEMENT CORP | Former SEC adviser | Jan 8, 2024 | Dec 4, 2025 | no | WHITEFISH BAY, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WFA ASSET MANAGEMENT CORP | ANNEX WEALTH MANAGEMENT, LLC | Dec 4, 2025 | Nov 13, 2025 | -21 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106102:127987:WI:2025-12-04 | Dec 4, 2025 | Nov 13, 2025 | WHITEFISH BAY, WI | Firm change |