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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

WFA ASSET MANAGEMENT CORP

CRD 106102

WHITEFISH BAY, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4276efea-3413-dcc1-0344-14fdabab3ba0

Data as of Mar 24, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 8
On other graphs: 0
Observed: Mar 2, 2012 to Mar 24, 2025
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $439MItem 5.F on the latest filing (2025-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $425M
Private client RAUM: $438MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,447
Individual clients: 360
High net worth clients: 111
Custody, client assets: $96.0M
SEC number: 801-44808
CIK: 1994434
CRD: 106102
Filings on the tape: 33
First filed: Mar 2, 2012
Latest filed: Mar 24, 2025
Organised: Corporation, WI

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Davido, Marilou	VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	B	yes	01/2018	Mar 28, 2018	Sep 9, 2024
ENEA, NICHOLAS	President	E	yes	07/1993	Mar 2, 2012	Sep 9, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 24, 2025	$439M	$425M	8	4	0	n/a	n/a
2023	Mar 28, 2024	$374M	$360M	8	5	0	n/a	n/a
2022	Mar 24, 2023	$313M	$297M	7	3	0	n/a	n/a
2021	Mar 28, 2022	$331M	$311M	8	3	0	n/a	n/a
2020	Mar 31, 2021	$289M	$272M	8	3	0	n/a	n/a
2019	Mar 25, 2020	$286M	$269M	8	4	0	n/a	n/a
2018	Mar 30, 2019	$224M	$203M	8	4	0	n/a	n/a
2017	Mar 28, 2018	$239M	$203M	6	3	0	n/a	n/a
2016	Mar 27, 2017	$207M	$171M	6	2	n/a	n/a	n/a
2015	Feb 4, 2016	$187M	$153M	6	2	n/a	n/a	n/a
2014	Mar 18, 2015	$189M	$154M	6	2	n/a	n/a	n/a
2013	Feb 21, 2014	$176M	$141M	6	2	n/a	n/a	n/a
2012	Feb 11, 2013	$159M	$37.4M	5	2	n/a	n/a	n/a
2011	Mar 2, 2012	$140M	$36.3M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	5	-5	n/a	0	0	0	1	6

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$439M	$374M	17.5%	$331M	9.9%	8	8	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ANNEX WEALTH MANAGEMENT, LLC	5	Dec 4, 2025	Nov 13, 2025	WHITEFISH BAY, WI	Firm absorbed	RIA to RIA	100.0%

Relationships

Registered with (7)

← NICHOLAS ENEAAdvisorregistration: previous registration
Jan 21, 1994 to Dec 4, 2025factForm ADV
← Marilou DavidoAdvisorregistration: previous registration
Aug 17, 2017 to Dec 4, 2025factForm ADV
← Jake Robert JanicekAdvisorregistration: previous registration
Dec 20, 2023 to Dec 4, 2025factForm ADV
← RUSSELL JOSEPH ENEAAdvisorregistration: previous registration
Aug 26, 2025 to Dec 4, 2025factForm ADV
← Ryan Jeffrey KomasAdvisorregistration: previous registration
Jan 8, 2024 to Dec 4, 2025factForm ADV
← MICHAEL JAMES TYLERAdvisorregistration: previous registration
Oct 17, 2023 to Aug 23, 2024factForm ADV
← DANIEL KENNETH SMITHAdvisorregistration: previous registration
Jun 26, 2017 to Oct 14, 2020factForm ADV

Moved with (1)

→ ANNEX WEALTH MANAGEMENT, LLCRegistered adviser5 advisors, firm absorbed, same day
Dec 4, 2025 to Nov 13, 2025factForm ADV

Controls (2)

← ENEA, NICHOLASOwnerPRESIDENT, ownership code E, individual
Mar 2, 2012 to Sep 9, 2024factForm ADV
← Davido, MarilouOwnerVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code B, individual
Mar 28, 2018 to Sep 9, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 4, 2025
Firm absorbed
Wfa Asset Management Corp's advisors moved to Annex Wealth Management, LLC (Whitefish Bay, WI): 5 of 5 registered, on the same day
Form ADVobserved 4 days ago
5 advisors
Occurred
Dec 4, 2025
Advisor changed firm
Marilou Davido left Wfa Asset Management Corp for Annex Wealth Management, Llc (registered 2025-11-13)
Form ADVobserved 4 days ago
Occurred
Dec 4, 2025
Advisor changed firm
Jake Robert Janicek left Wfa Asset Management Corp for Annex Wealth Management, Llc (registered 2025-11-13)
Form ADVobserved 4 days ago
Occurred
Dec 4, 2025
Advisor changed firm
Ryan Jeffrey Komas left Wfa Asset Management Corp for Annex Wealth Management, Llc (registered 2025-11-13)
Form ADVobserved 4 days ago
Occurred
Dec 4, 2025
Advisor changed firm
Russell Joseph Enea left Wfa Asset Management Corp for Annex Wealth Management, Llc (registered 2025-11-13)
Form ADVobserved 4 days ago
Occurred
Dec 4, 2025
Advisor changed firm
Nicholas Enea left Wfa Asset Management Corp for Annex Wealth Management, Llc (registered 2025-11-13)
Form ADVobserved 4 days ago
Occurred
Aug 23, 2024
Advisor changed firm
Michael James Tyler left Wfa Asset Management Corp for Wealthspire Advisors (registered 2024-09-11)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Jan 2, 2026
Wfa Asset Management Corp no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $439.3M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4276efea-3413-dcc1-0344-14fdabab3ba0
First observed: Mar 2, 2012
Last observed: Mar 24, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WFA ASSET MANAGEMENT CORP

CRD 106102

WHITEFISH BAY, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4276efea-3413-dcc1-0344-14fdabab3ba0

Data as of Mar 24, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:22 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Davido, Marilou

VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

01/2018

Mar 28, 2018

Sep 9, 2024

ENEA, NICHOLAS

President

yes

07/1993

Mar 2, 2012

Sep 9, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 24, 2025

$439M

$425M

n/a

2023

Mar 28, 2024

$374M

$360M

n/a

2022

Mar 24, 2023

$313M

$297M

n/a

2021

Mar 28, 2022

$331M

$311M

n/a

2020

Mar 31, 2021

$289M

$272M

n/a

2019

Mar 25, 2020

$286M

$269M

n/a

2018

Mar 30, 2019

$224M

$203M

n/a

2017

Mar 28, 2018

$239M

$203M

n/a

2016

Mar 27, 2017

$207M

$171M

n/a

2015

Feb 4, 2016

$187M

$153M

n/a

2014

Mar 18, 2015

$189M

$154M

n/a

2013

Feb 21, 2014

$176M

$141M

n/a

2012

Feb 11, 2013

$159M

$37.4M

n/a

2011

Mar 2, 2012

$140M

$36.3M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-5

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$439M

$374M

17.5%

$331M

9.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ANNEX WEALTH MANAGEMENT, LLC

Dec 4, 2025

Nov 13, 2025

WHITEFISH BAY, WI

Firm absorbed

RIA to RIA

100.0%