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D•••• G•••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)20 years in industry

D•••• G•••• M••••••

Advisor at N••••••••• M••••• I••••••••• S•••••••••

CHICAGO, IL

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Search this name across graphsid dfx:ria:51d5e5c5-90f4-8449-d474-30a4e3dcc147

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Mar 14, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• M••••• I••••••••• S•••••••••
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 14, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Mar 25, 2024	n/a	yes	CHICAGO, IL	Current employment
O••••• I••••••••• A••••••• L••	Independent wealth	Jan 10, 2022	Aug 7, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O••• W••••• M••••••••• L••	O••••• I••••••••• A••••••• L••	Aug 28, 2023	Jan 10, 2022	-595	Firm change after gap	Other
O••••• I••••••••• A••••••• L••	N••••••••• M••••• I••••••••• S•••••••••	Aug 7, 2023

Relationships

Registered with (7)

→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: current employment
Mar 25, 2024 to presentfactForm ADV
→ O••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 6, 2017 to Aug 28, 2023factForm ADV
→ O••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 10, 2022 to Aug 7, 2023factForm ADV
→ P••••• M•••• F•••••••• A•••••••

Dated events

Occurred
Aug 28, 2023
Advisor changed firm
D•••• G•••• M•••••• left O••• W••••• M••••••••• L•• for O••••• I••••••••• A••••••• L•• (registered 2022-01-10)
Form ADVobserved 6 days ago
Occurred
Aug 7, 2023
Advisor changed firm
D•••• G•••• M•••••• left O••••• I••••••••• A••••••• L•• for N••••••••• M••••• I••••••••• S••••••••• (registered 2024-03-25)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51d5e5c5-90f4-8449-d474-30a4e3dcc147
First observed: Mar 14, 2006
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.