K••• L•• J•••

Advisor at S•••••• S•••••••••

HOUSTON, TX | Houston, TX

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Search this name across graphsid dfx:ria:51dc5321-0ca5-208e-eb2c-f8736916ace8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 3, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• S•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 2, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• S•••••••••	Bd affiliated wealth	Apr 16, 2010	n/a	yes	HOUSTON, TX\|HOUSTON, TX\|Houston, TX	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Oct 3, 2006	Apr 22, 2010	no	SUGAR LAND, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	S•••••• S•••••••••	Apr 22, 2010	Apr 16, 2010	-6	Firm change	Other

Relationships

Registered with (2)

→ S•••••• S•••••••••Registered adviserregistration: current employment
Apr 16, 2010 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 3, 2006 to Apr 22, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51dc5321-0ca5-208e-eb2c-f8736916ace8
First observed: Oct 3, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.