J•••• R••

Advisor at F•••

LOUISVILLE, KY | DELRAY BEACH, FL

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Search this name across graphsid dfx:ria:51e61c61-928d-13f7-dba0-16b843d12549

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Jan 10, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••	Independent wealth	Oct 27, 2025	n/a	yes	DELRAY BEACH, FL\|LOUISVILLE, KY	Current employment
E•••••••• A•••••••• L••	National bd RIA	Jun 5, 2025	Oct 7, 2025	no	LOUISVILLE, KY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	F•••	Oct 7, 2025	Oct 27, 2025	20	Firm change	Ibd to RIA
C••• P•••••••	E•••••••• A•••••••• L••	May 28, 2025	Jun 5, 2025

Relationships

Registered with (6)

→ F•••Registered adviserregistration: current employment
Oct 27, 2025 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 5, 2025 to Oct 7, 2025factForm ADV
→ C••• P•••••••Registered adviserregistration: previous registration
Feb 26, 2024 to May 28, 2025factForm ADV
→ T••••••• I••••••••• M••••••••• I•••

Dated events

Occurred
Oct 7, 2025
Advisor changed firm
J•••• R•• left E•••••••• A•••••••• L•• for Fmsa (registered 2025-10-27)
Form ADVobserved 7 days ago
Occurred
May 28, 2025
Advisor changed firm
J•••• R•• left C••• P••••••• for E•••••••• A•••••••• L•• (registered 2025-06-05)
Form ADVobserved 7 days ago
Occurred
Oct 13, 2023
Advisor changed firm
J•••• R•• left T••••••• I••••••••• M••••••••• I••• for C••• P••••••• (registered 2024-02-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51e61c61-928d-13f7-dba0-16b843d12549
First observed: Jan 10, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.