DFX Intelligence

B•••• P•••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

B•••• P•••••• H•••••

Advisor at H••••••••• F•••••••• A•••••••

Clifton Park, NY | COLUMBUS, OH

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Search this name across graphsid dfx:ria:51e92f03-50e7-f3ce-3a97-65aa3cc5a8c5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 13, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••••• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••••• F•••••••• A•••••••	Bd affiliated wealth	Aug 3, 2026	n/a	yes	Clifton Park, NY\|COLUMBUS, OH	Current employment
M•••••• • N••••• A•••••••• L••	Mixed wealth	Oct 13, 2022	Nov 11, 2025	no	Clifton Park, NY\|FAIRPORT, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• • N••••• A•••••••• L••	H••••••••• F•••••••• A•••••••	Nov 11, 2025	Aug 3, 2026	265	Firm change	RIA to ibd

Relationships

Registered with (2)

→ H••••••••• F•••••••• A•••••••Registered adviserregistration: current employment
Aug 3, 2026 to presentfactForm ADV
→ M•••••• • N••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 13, 2022 to Nov 11, 2025factForm ADV

Dated events

Occurred
Nov 11, 2025
Advisor changed firm
B•••• P•••••• H••••• left M•••••• • N••••• A•••••••• L•• for H••••••••• F•••••••• A••••••• (registered 2026-08-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51e92f03-50e7-f3ce-3a97-65aa3cc5a8c5
First observed: Oct 13, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.