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RIA / WealthAdvisor21 years in industry

KEITH R CAPASSO

Advisor at CORIENT

SEATTLE, WA

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Search this name across graphsid dfx:ria:51e9f3f5-c57f-257d-b5bd-db15014e823a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 23, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORIENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 22, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65
First exam: Feb 22, 2005
First registration: Feb 23, 2005
Dual registered: no
IAPD individual key: 3243225

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Corient	Independent wealth	Feb 20, 2023	n/a	yes	SEATTLE, WA	Current employment
COLUMBIA PACIFIC WEALTH MANAGEMENT	Former SEC adviser	May 13, 2015	Aug 31, 2023	no	SEATTLE, WA	Previous registration
KIBBLE & PRENTICE HOLDING COMPANY	Former SEC adviser	Apr 6, 2010	May 1, 2015	no	SEATTLE, WA	Previous registration
RA BENCH, INC	n/a	Jan 25, 2007	Mar 22, 2010	no	SEATTLE, WA	Previous registration
MELTZER WEALTH MANAGEMENT	n/a	Feb 23, 2005	Jan 26, 2007	no	BETHESDA, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COLUMBIA PACIFIC WEALTH MANAGEMENT	Corient	Aug 31, 2023	Feb 20, 2023	-192	Bulk transfer	RIA to RIA
KIBBLE & PRENTICE HOLDING COMPANY	COLUMBIA PACIFIC WEALTH MANAGEMENT	May 1, 2015	May 13, 2015	12	Firm change	Other
RA BENCH, INC	KIBBLE & PRENTICE HOLDING COMPANY	Mar 22, 2010	Apr 6, 2010	15	Firm change	Other
MELTZER WEALTH MANAGEMENT	RA BENCH, INC	Jan 26, 2007	Jan 25, 2007	-1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
127672:156225:WA:2015-05-01	May 1, 2015	May 13, 2015	SEATTLE, WA	Firm change

Relationships

Registered with (5)

→ CORIENTRegistered adviserregistration: current employment
Feb 20, 2023 to presentfactForm ADV
→ COLUMBIA PACIFIC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 13, 2015 to Aug 31, 2023factForm ADV
→ KIBBLE & PRENTICE HOLDING COMPANYRegistered adviserregistration: previous registration
Apr 6, 2010 to May 1, 2015factForm ADV
→ RA BENCH, INCRegistered adviserregistration: previous registration
Jan 25, 2007 to Mar 22, 2010factForm ADV
→ MELTZER WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Feb 23, 2005 to Jan 26, 2007factForm ADV

Dated events

No dated event names this entity yet.