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Advisor at CENTENNIAL SECURITIES COMPANY INC
CHICAGO, IL | GRAND RAPIDS, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CENTENNIAL SECURITIES COMPANY INC | Independent wealth | Jan 20, 2023 | n/a | yes | GRAND RAPIDS, MI|CHICAGO, IL | Current employment |
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | Aug 26, 2022 | Jan 3, 2023 | no | Chicago, IL | Previous registration |
| B RILEY WEALTH MANAGEMENT | Former SEC adviser | Sep 30, 2016 | Dec 31, 2022 | no | Chicago, IL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 11, 2004 | Mar 24, 2009 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | CENTENNIAL SECURITIES COMPANY INC | Jan 3, 2023 | Jan 20, 2023 | 17 | Firm change | Ibd to RIA |
| B RILEY WEALTH MANAGEMENT | B. RILEY WEALTH ADVISORS, INC. | Dec 31, 2022 | Aug 26, 2022 | -127 | Bulk transfer | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | B RILEY WEALTH MANAGEMENT | Mar 24, 2009 | Sep 30, 2016 | 2,747 | Firm change after gap | Other |