DFX Intelligence

Data Factory

RIA / WealthAdvisor26 years in industry

John Daley Haggar

Advisor at JD HAGGAR FINANCIAL

Castle Rock, CO | CASTLE ROCK, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:51ef5612-8ec3-e051-24b7-10675b081910

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Dec 17, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JD HAGGAR FINANCIAL
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 27, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 27, 1999
First registration: Dec 17, 2000
Dual registered: no
Other names: JOHN DALEY HAGGAR|JOHN HAGGAR
IAPD individual key: 4089362

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JD HAGGAR FINANCIAL	State registered	Oct 31, 2024	n/a	yes	Castle Rock, CO\|CASTLE ROCK, CO	Current employment
Cedrus	Former SEC adviser	Jun 24, 2021	Jun 30, 2023	no	Castle Rock, CO\|LITTLETON, CO	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	May 10, 2019	May 5, 2021	no	LAKEWOOD, CO	Previous registration
Cedrus	Former SEC adviser	Jul 20, 2018	Apr 1, 2019	no	LITTLETON, CO	Previous registration
OSAIC FA, INC.	Former SEC adviser	Aug 23, 2007	Feb 1, 2018	no	DENVER, CO	Previous registration
J.D. HAGGAR FINANCIAL INC.	n/a	Feb 17, 2006	Sep 17, 2007	no	LONE TREE, CO\|LONE TREE, CO	Previous registration
J.D. HAGGAR FINANCIAL INC.	n/a	Dec 17, 2000	Dec 31, 2005	no	CASTLE ROCK, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Cedrus	JD HAGGAR FINANCIAL	Jun 30, 2023	Oct 31, 2024	489	Firm change after gap	RIA to state RIA
EQUITABLE ADVISORS, LLC	Cedrus	May 5, 2021	Jun 24, 2021	50	Firm change	Ibd to new firm
Cedrus	EQUITABLE ADVISORS, LLC	Apr 1, 2019	May 10, 2019	39	Firm change	RIA to ibd
OSAIC FA, INC.	Cedrus	Feb 1, 2018	Jul 20, 2018	169	Firm change	Other
J.D. HAGGAR FINANCIAL INC.	OSAIC FA, INC.	Sep 17, 2007	Aug 23, 2007	-25	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6627:312878:CO:2021-05-05	May 5, 2021	Jun 24, 2021	LAKEWOOD, CO	Firm change

Relationships

Registered with (6)

→ JD HAGGAR FINANCIALRegistered adviserregistration: current employment
Oct 31, 2024 to presentfactForm ADV
→ CEDRUSRegistered adviserregistration: previous registration
Jun 24, 2021 to Jun 30, 2023factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
May 10, 2019 to May 5, 2021factForm ADV
→ CEDRUSRegistered adviserregistration: previous registration
Jul 20, 2018 to Apr 1, 2019factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Aug 23, 2007 to Feb 1, 2018factForm ADV
→ J.D. HAGGAR FINANCIAL INC.Registered adviserregistration: previous registration
Feb 17, 2006 to Sep 17, 2007factForm ADV

Dated events

Occurred
Jun 30, 2023
Advisor changed firm
John Daley Haggar left Cedrus for Jd Haggar Financial (registered 2024-10-31)
Form ADVobserved 6 days ago