DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• D•••• H•••••

J• H••••• F••••••••state registeredCastle Rock, Co IA-onlyIAPD 4089362

Feed of 09/15/2026

Also filed as J••• D•••• H•••••

At current firm

1 y

since Oct 31, 2024

In the industry

26 y

since Dec 27, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J• H••••• F•••••••• state registered current
since Oct 31, 2024 · Castle Rock, Co
C••••• former
Jun 24, 2021 to Jun 30, 2023 · Castle Rock, Co
E•••••••• A•••••••• L•• national BD
May 10, 2019 to May 5, 2021 · Lakewood, Co
C••••• former
Jul 20, 2018 to Apr 1, 2019 · Littleton, Co
O•••• F•• I••• former
Aug 23, 2007 to Feb 1, 2018 · Denver, Co
J••• H••••• F•••••••• I••• unclassified
Feb 17, 2006 to Sep 17, 2007 · Lone Tree, Co
J••• H••••• F•••••••• I••• unclassified
Dec 17, 2000 to Dec 31, 2005 · Castle Rock, Co

Moves

a registration end followed by a registration begin elsewhere

C••••• to J• H••••• F••••••••
left Jun 30, 2023, registered Oct 31, 2024 (489 days) · RIA to a state-registered adviser
E•••••••• A•••••••• L•• to C•••••
left May 5, 2021, registered Jun 24, 2021 (50 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
C••••• to E•••••••• A•••••••• L••
left Apr 1, 2019, registered May 10, 2019 (39 days) · RIA to affiliated broker-dealer or bank
O•••• F•• I••• to C•••••
left Feb 1, 2018, registered Jul 20, 2018 (169 days) · Other
J••• H••••• F•••••••• I••• to O•••• F•• I•••
left Sep 17, 2007, registered Aug 23, 2007 (-25 days) · Other

Signals

J••• D•••• H••••• left Cedrus for J• H••••• F•••••••• (registered 2024-10-31)
Jun 30, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address