DFX Intelligence

O•• F••• P••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

O•• F••• P••••••• L•

CRD 283573

NEW YORK, NY

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Search this name across graphsid dfx:ria:51f4b3a8-69c5-9b79-c130-0f984d89df9d

Data as of Mar 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 9
On other graphs: 1
Observed: May 8, 2017 to Mar 10, 2026
18 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

O•• F••• P••••••• L•

Venture manager · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $744M••• Locked
Discretionary RAUM: $709M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
O•• F••• P••••••• M••••• F••• L•	Hedge Fund	$678M	Mar 10, 2026	276	May 5, 2016	reported	021-265100
O•• F••• P••••••• F••••••• S•••••	Hedge Fund	$243M	Mar 10, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• K•••••• J•••• M••••••	M••••••• M••••• O• O•• F••• P••••••• M••••••••• G• L•• A•• M••••••• M••••• O• O•• F••• P••••••• G• L••	E	yes	03/2016	May 8, 2017	Nov 25, 2024
C••••••• K•••••• J•••• M••••••	L•••••• P•••••• • C•••• I••••••••• O•••••• O• O•• F••• P••••••• L•	E	yes	04/2016	May 8, 2017

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
O•• F••• P••••••• G• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Richmond	Va	United States	0	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$744M	$677M	10.0%	$598M	7.5%	6	6	0	0

Relationships

Advises (16)

→ O•• F••• C•••••••• S••••• 2•••••Private fundHedge Fund, IA
Mar 10, 2026 to presentfactForm ADV
→ O•• F••• C•••••••• S••••• 2•••••Private fundHedge Fund, IA
Mar 25, 2022 to presentfactForm ADV
→ O•• E••••••••• M••••• F••• L•Private fundHedge Fund, IA
Nov 25, 2024 to presentfactForm ADV
→ O•• F••• C•••••••• S••••• 2•••••

Dated events

Occurred
Mar 10, 2026
Ria office closed
••• Locked
Form ADVobserved today
Occurred
Mar 10, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$16.3M
Occurred
Mar 10, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
0 USD_GAV
Occurred
Mar 10, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:51f4b3a8-69c5-9b79-c130-0f984d89df9d
First observed: May 8, 2017
Last observed: Mar 10, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.