DFX Intelligence

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O•• F••• P••••••• L•

Asset manager (funds and pooled vehicles)SEC-registered13 private funds· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $744M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-10 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $744M
Advisors: 0
Net advisor flow, 12 months: Not established
RAUM change, last fiscal year: +10.0%
Private clients: 0.0% of RAUM

Advisors Advisor movement Where the RAUM sits

As of 2026-03-10 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Why this matters

2 published business contact points are on record, each with its source.
Contact points 2

Every filed figure, and the identifiersCRD 283573 · SEC 801-110587 · 18 filingsShow

CRD 283573SEC 801-110587First filing on the tape May 8, 2017, latest Mar 10, 2026SEC status approved since May 16, 2017IAPD

RAUM

$744M

reported, Item 5.F

Discretionary

95%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

18 filings and snapshots on the tape

RAUM$744M as of Mar 10, 2026

Mar 27, 2018$164M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 10, 2026

Mar 27, 20180 then

Employees (5.A)6 as of Mar 10, 2026

Mar 27, 20184 then

Private funds13 as of Mar 10, 2026

Mar 27, 20181 then

RAUM +10.0% over the last fiscal year+7.5% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 10, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $186MderivedRAUM over accounts (5.F.2.f)
Discretionary: 95%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +10.0%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody: $709M, 3 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$709M95%
Other investment advisers$35.4M4.8%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 4reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $709M for 3 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

16 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
O•• F••• P••••••• M••••• F••• L•	Hedge Fund	$678M	276	May 5, 2016
O•• F••• P••••••• F••••••• S•••••	Hedge Fund	$243M	130	Mar 24, 2021
O•• F••• C•••••••• S••••• 2•••••	Hedge Fund	$134M	31	Mar 24, 2021
O•• F••• C•••••••• S••••• 2•••••	Hedge Fund	$111M	37	Mar 25, 2022
O•• F••• C•••••••• S••••• 2•••••	Hedge Fund	$85.1M	1	Mar 30, 2023
O•• F••• C•••••••• S••••• 2•••••no longer reported	Hedge Fund	$46.8M	19	Mar 24, 2021
O•• E••••••••• M••••• F••• L•	Hedge Fund	$30.4M	10	Nov 25, 2024
O•• F••• C•••••••• S••••• 1•	Hedge Fund	$26.8M	1	Mar 24, 2021
O•• F••• C•••••••• S••••• 2•••••	Hedge Fund	$25.9M	21	Mar 25, 2022
O•• F••• C•••••••• S••••• 2•••••	Hedge Fund	$16.3M	8	Mar 10, 2026
O•• F••• C•••••••• S••••• 2•••••	Hedge Fund	$16.1M	9	Mar 25, 2022
O•• F••• C•••••••• S••••• 2•••••	Hedge Fund	$13.0M	27	Mar 24, 2021
O•• F••• C•••••••• S••••• 2•••••	Hedge Fund	$3.6M	6	Mar 28, 2024
O•• F••• C•••••••• S••••• 2•••••	Hedge Fund	$3.6M	11	Mar 30, 2023
O•• F••• C•••••••• S••••• 2•••••no longer reported	Hedge Fund	$0	1	Mar 25, 2022
O•• F••• C•••••••• S••••• 2•••••no longer reported	Hedge Fund	$0	0	Mar 30, 2023

Owners and control persons

Schedule A and B, latest filing

C••••••• K•••••• J•••• M•••••• · L•••••• P•••••• • C•••• I••••••••• O•••••• O• O•• F••• P••••••• L•control
since 04/2016 · owns 75% or more
S••••• S••••••• K••• · L•••••• P••••••• C•••• F•••••••• O••••••• C•••• O•••••••• O•••••• • C•••• C••••••••• O•••••• O• O•• F••• P••••••• L•control
since 08/2018 · owns 25% to 50%
C••••••• K•••••• J•••• M•••••• · M••••••• M••••• O• O•• F••• P••••••• M••••••••• G• L•• A•• M••••••• M••••• O• O•• F••• P••••••• G• L••control
since 03/2016 · owns 75% or more of O•• F••• P••••••• M••••••••• G• L••
S••••• S••••••• K••• · M••••• O• O•• F••• P••••••• M••••••••• G• L•• A•• M••••• O• O•• F••• P••••••• G• L••control
since 08/2018 · owns 25% to 50% of O•• F••• P••••••• M••••••••• G• L••

Entity owners

O•• F••• P••••••• M••••••••• G• L•• · G•••••• P•••••• O• O•• F••• P••••••• L•
direct · owns less than 5%

Related persons

Schedule D 7.A

O•• F••• P••••••• G• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

Richmond, VA

What changed

consecutive filings, newest first

Assets in custody · $636M to $709M
Mar 7, 2025 to Mar 10, 2026
Discretionary RAUM · $636M to $709M
Mar 7, 2025 to Mar 10, 2026
Non-discretionary RAUM · $40.3M to $35.4M
Mar 7, 2025 to Mar 10, 2026
Pooled vehicle RAUM · $636M to $709M
Mar 7, 2025 to Mar 10, 2026
RAUM · $677M to $744M
Mar 7, 2025 to Mar 10, 2026
Accounts · 3 to 4
Nov 25, 2024 to Mar 7, 2025
Pooled vehicle clients · 2 to 3
Nov 25, 2024 to Mar 7, 2025
Assets in custody · $596M to $636M
Nov 25, 2024 to Mar 7, 2025
Financial planning clients · unset to
Nov 25, 2024 to Mar 7, 2025
Other offices · 1 to 0
Nov 25, 2024 to Mar 7, 2025
Private funds · 14 to 13
Nov 25, 2024 to Mar 7, 2025
Discretionary RAUM · $596M to $636M
Nov 25, 2024 to Mar 7, 2025
Non-discretionary RAUM · $33.0M to $40.3M
Nov 25, 2024 to Mar 7, 2025
Pooled vehicle RAUM · $596M to $636M
Nov 25, 2024 to Mar 7, 2025
RAUM · $629M to $677M
Nov 25, 2024 to Mar 7, 2025
Private funds · 13 to 14
Mar 28, 2024 to Nov 25, 2024
Assets in custody · $562M to $596M
May 4, 2023 to Mar 28, 2024
Financial planning clients · 0 to unset
May 4, 2023 to Mar 28, 2024
Private funds · 12 to 13
May 4, 2023 to Mar 28, 2024
Discretionary RAUM · $562M to $596M
May 4, 2023 to Mar 28, 2024
Non-discretionary RAUM · $36.0M to $33.0M
May 4, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $562M to $596M
May 4, 2023 to Mar 28, 2024
RAUM · $598M to $629M
May 4, 2023 to Mar 28, 2024
Accounts · 10 to 3
Sep 8, 2022 to Mar 30, 2023
Pooled vehicle clients · 9 to 2
Sep 8, 2022 to Mar 30, 2023
Assets in custody · $514M to $562M
Sep 8, 2022 to Mar 30, 2023
Employees · 5 to 6
Sep 8, 2022 to Mar 30, 2023
Private funds · 9 to 12
Sep 8, 2022 to Mar 30, 2023
Discretionary RAUM · $514M to $562M
Sep 8, 2022 to Mar 30, 2023
Non-discretionary RAUM · $56.7M to $36.0M
Sep 8, 2022 to Mar 30, 2023
Pooled vehicle RAUM · $514M to $562M
Sep 8, 2022 to Mar 30, 2023
RAUM · $571M to $598M
Sep 8, 2022 to Mar 30, 2023
Accounts · 3 to 10
Apr 30, 2021 to Mar 25, 2022
Pooled vehicle clients · 7 to 9
Apr 30, 2021 to Mar 25, 2022
Assets in custody · $333M to $514M
Apr 30, 2021 to Mar 25, 2022
Private funds · 6 to 9
Apr 30, 2021 to Mar 25, 2022
Discretionary RAUM · $333M to $514M
Apr 30, 2021 to Mar 25, 2022
Non-discretionary RAUM · $50.5M to $56.7M
Apr 30, 2021 to Mar 25, 2022
Pooled vehicle RAUM · $333M to $514M
Apr 30, 2021 to Mar 25, 2022
RAUM · $384M to $571M
Apr 30, 2021 to Mar 25, 2022

Signals

9 dated events

••• Locked
Mar 10, 2026 · ria office closed · derived
••• Locked
Mar 10, 2026 · private fund first reported · fact
••• Locked
Mar 10, 2026 · private fund no longer reported · inference
••• Locked
Mar 10, 2026 · private fund no longer reported · inference
••• Locked
Nov 25, 2024 · Control person left · inference
••• Locked
Mar 25, 2022 · RAUM change · derived
••• Locked
Mar 24, 2021 · RAUM change · derived
••• Locked
Mar 27, 2018 · ria registration change · fact
••• Locked
May 8, 2017 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

O•• F••• P••••••• L• · Venture Capital
shared crd · organization

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 10, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 10, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026