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Advisor at JANNEY MONTGOMERY SCOTT LLC
DARIEN, CT | Mystic, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Oct 6, 2016 | n/a | yes | Mystic, CT|DARIEN, CT | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 5, 2008 | Oct 11, 2016 | no | MYSTIC, CT | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Nov 14, 1994 | Sep 18, 2008 | no | MYSTIC, CT|MYSTIC, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | JANNEY MONTGOMERY SCOTT LLC | Oct 11, 2016 | Oct 6, 2016 | -5 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 18, 2008 | Sep 5, 2008 | -13 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:463:CT:2016-10-07 | Oct 11, 2016 | Oct 6, 2016 | MYSTIC, CT | Firm change |