DFX Intelligence

C••••••••• M•••••• R••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

C••••••••• M•••••• R••

Advisor at F•••• C••••••• I••••••• S•••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:5210230c-de1b-42f4-921a-7017547bf254

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 23, 2006 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• C••••••• I••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 13, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• C••••••• I••••••• S•••••••• I•••	Bd affiliated wealth	Sep 18, 2026	n/a	yes	CHARLOTTE, NC\|Leawood, KS	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jul 19, 2023	n/a	yes	BLUE SPRINGS, MO\|INDEPENDENCE, MO\|KANSAS CITY, MO\|KANSAS CITY, MO\|KANSAS CITY, MO\|KANSAS CITY, MO\|LEAWOOD, KS\|LEE'S SUMMIT, MO\|LEE'S SUMMIT, MO\|LIBERTY, MO\|MISSION, KS\|OTTAWA, KS\|OVERLAND PARK, KS\|OVERLAND PARK, KS\|OVERLAND PARK, KS\|SHAWNEE, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• I••••••••• S•••••••• I••• •••••	L•• F•••••••• L••	Jul 19, 2023	Jul 19, 2023	0	Bulk transfer	Ibd to ibd
W•••• F•••• I••••••••• L••	B••••••• I••••••••• S•••••••• I••• •••••	Sep 27, 2010	Oct 1, 2010

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 19, 2023 to presentfactForm ADV
→ B••••••• I••••••••• S•••••••• I••• •••••Registered adviserregistration: previous registration
Oct 1, 2010 to Jul 19, 2023factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Feb 23, 2006 to Sep 27, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5210230c-de1b-42f4-921a-7017547bf254
First observed: Feb 23, 2006
Last observed: Sep 19, 2026 3 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.