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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

PANKIT PATEL

Advisor at STRATEGIC ADVISERS LLC

MOUNTAIN VIEW, CA | LIVERMORE, CA

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Search this name across graphsid dfx:ria:52111e45-66a2-c100-aeeb-4d0b9ed06407

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 8, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 4, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 4, 2007
First registration: Oct 8, 2007
Dual registered: yes, broker-dealer
Other names: PANKIT PATEL|PANKIT B PATEL
IAPD individual key: 5305502

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	MOUNTAIN VIEW, CA\|LIVERMORE, CA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Mar 31, 2025	no	BOSTON, MA\|LIVERMORE, CA\|MOUNTAIN VIEW, CA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jan 25, 2013	Jul 13, 2018	no	LOS GATOS, CA\|MOUNTAIN VIEW, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 26, 2011	Nov 19, 2012	no	FREMONT, CA\|SACRAMENTO, CA\|FREMONT, CA\|FREMONT, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 8, 2007	Aug 17, 2011	no	SAN FRANCISCO, CA\|WEEHAWKEN, NJ\|SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	STRATEGIC ADVISERS LLC	Nov 19, 2012	Jan 25, 2013	67	Firm change	Wirehouse to ibd
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 17, 2011	Sep 26, 2011	40	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jan 25, 2013 to Jul 13, 2018factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Mar 31, 2025factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 26, 2011 to Nov 19, 2012factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 8, 2007 to Aug 17, 2011factForm ADV

Dated events

No dated event names this entity yet.