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RIA / WealthAdvisor19 years in industry

Wendy P. Simmons

Advisor at DAHRING | CUSMANO AND ASSOCIATES

NOVI, MI

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Search this name across graphsid dfx:ria:521a1e21-8905-e82b-7fd2-d52872d8ed47

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: May 5, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DAHRING | CUSMANO AND ASSOCIATES
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 21, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65|S66
First exam: Sep 21, 2006
First registration: May 5, 2010
Dual registered: no
Other names: WENDY PHYLLIS BROOKS|WENDY P SIMMONS
IAPD individual key: 5041493

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DAHRING \| CUSMANO AND ASSOCIATES	Independent wealth	Sep 30, 2025	n/a	yes	NOVI, MI	Current employment
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	May 6, 2024	Mar 31, 2025	no	NOVI, MI	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Nov 2, 2021	May 3, 2024	no	TROY, MI	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Feb 10, 2020	Jul 14, 2021	no	HUNTINGTON WOODS, MI\|HUNTINGTON WOODS, MI\|DETROIT, MI	Previous registration
ELE ADVISORY SERVICES, INC	Independent wealth	Feb 12, 2018	Feb 3, 2020	no	Idlewild, MI\|SOUTHFIELD, MI	Previous registration
PLANMEMBER SECURITIES CORPORATION	Independent wealth	Oct 11, 2016	Apr 18, 2017	no	Carpinteria, CA\|Grandville, MI	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 5, 2010	May 10, 2012	no	ALEXANDRIA, VA\|MUSKEGON, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEXT FINANCIAL GROUP, INC.	DAHRING \| CUSMANO AND ASSOCIATES	Mar 31, 2025	Sep 30, 2025	183	Firm change	Ibd to RIA
PRUCO SECURITIES, LLC	NEXT FINANCIAL GROUP, INC.	May 3, 2024	May 6, 2024	3	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	PRUCO SECURITIES, LLC	Jul 14, 2021	Nov 2, 2021	111	Firm change	Wirehouse to ibd
ELE ADVISORY SERVICES, INC	J.P. MORGAN SECURITIES LLC	Feb 3, 2020	Feb 10, 2020	7	Firm change	RIA to wirehouse
PLANMEMBER SECURITIES CORPORATION	ELE ADVISORY SERVICES, INC	Apr 18, 2017	Feb 12, 2018	300	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PLANMEMBER SECURITIES CORPORATION	May 10, 2012	Oct 11, 2016	1,615	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
46214:301236:MI:2025-03-31	Mar 31, 2025	Sep 30, 2025	NOVI, MI	Firm change

Relationships

Registered with (7)

→ DAHRING | CUSMANO AND ASSOCIATESRegistered adviserregistration: current employment
Sep 30, 2025 to presentfactForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
May 6, 2024 to Mar 31, 2025factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Nov 2, 2021 to May 3, 2024factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Feb 10, 2020 to Jul 14, 2021factForm ADV
→ ELE ADVISORY SERVICES, INCRegistered adviserregistration: previous registration
Feb 12, 2018 to Feb 3, 2020factForm ADV
→ PLANMEMBER SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Oct 11, 2016 to Apr 18, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 5, 2010 to May 10, 2012factForm ADV

Dated events

Occurred
Mar 31, 2025
Advisor changed firm
Wendy P. Simmons left Next Financial Group, Inc. for Dahring | Cusmano And Associates (registered 2025-09-30)
Form ADVobserved 4 days ago
Occurred
May 3, 2024
Advisor changed firm
Wendy P. Simmons left Pruco Securities, Llc for Next Financial Group, Inc. (registered 2024-05-06)
Form ADVobserved 4 days ago