DFX Intelligence

C•••••••• N••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

C•••••••• N••••• W•••••

Advisor at E•••••• A••••••• G••••• L••

GREENWOOD VILLAGE, CO | Knoxville, TN

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Search this name across graphsid dfx:ria:521d552f-6e70-2182-2a9d-43d4aa9a2215

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 15, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Jul 12, 2024	n/a	yes	Knoxville, TN\|GREENWOOD VILLAGE, CO	Current employment
R•••••• • F•••••••• S••••••••	No RAUM reported	Dec 8, 2021	Aug 16, 2023	no	Jacksonville, FL\|COCONUT GROVE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• • F•••••••• S••••••••	E•••••• A••••••• G••••• L••	Aug 16, 2023	Jul 12, 2024	331	Firm change	Other
F••••••• P••••••• A•• W•••••••• A•••••••	R•••••• • F•••••••• S••••••••	Nov 23, 2021	Dec 8, 2021

Relationships

Registered with (3)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Jul 12, 2024 to presentfactForm ADV
→ R•••••• • F•••••••• S••••••••Registered adviserregistration: previous registration
Dec 8, 2021 to Aug 16, 2023factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Oct 15, 2020 to Nov 23, 2021factForm ADV

Dated events

Occurred
Aug 16, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:521d552f-6e70-2182-2a9d-43d4aa9a2215
First observed: Oct 15, 2020
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.