DFX Intelligence

R•••••• • F•••••••• S••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

R•••••• • F•••••••• S••••••••

R•••••• LLC, CRD 146082

COCONUT GROVE, FL

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Search this name across graphsid dfx:ria:9f83d67a-6441-cdef-f004-4cd591e42c39

Data as of Jul 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 1
Observed: Dec 14, 2011 to Jul 23, 2026
31 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

R•••••• • F•••••••• S••••••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 2
Employees: 5
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••• K••	n/a	COCONUT GROVE, FL	5	13	n/a	no
G•••• H•••••	n/a	COCONUT GROVE, FL \| Roswell, GA	0	13

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••• B••••	CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	B	yes	11/2019	Mar 25, 2020	Mar 27, 2024
D••••• R•••••• C•••••	Member	D	yes	01/2007	Dec 14, 2011	Mar 27, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$0	n/a	n/a	n/a	5	11	0	0

Relationships

Registered with (3)

← G•••• H•••••Advisorregistration: current employment
Sep 8, 2026 to presentfactForm ADV
← B•••• K••Advisorregistration: current employment
Sep 17, 2021 to presentfactForm ADV
← C•••••••• N••••• W•••••Advisorregistration: previous registration
Dec 8, 2021 to Aug 16, 2023factForm ADV

Owns (2)

Dated events

Occurred
Aug 16, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 20, 2021
Succession filed (Item 4)
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 25, 2020
Control person joined
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9f83d67a-6441-cdef-f004-4cd591e42c39
First observed: Dec 14, 2011
Last observed: Jul 23, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.