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Advisor at RED SEVEN
ESCONDIDO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RED SEVEN | Independent wealth | Dec 7, 2021 | n/a | yes | ESCONDIDO, CA | Current employment |
| TOTAL WEALTH MANAGEMENT INC. | Former SEC adviser | Jul 25, 2012 | Dec 31, 2014 | no | ESCONDIDO, CA | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Jun 20, 2011 | Jun 15, 2012 | no | ESCONDIDO, CA | Previous registration |
| STRONGTOWER FINANCIAL, INC. | n/a | Jul 16, 2007 | Sep 6, 2011 | no | FRESNO, CA|FRESNO, CA|ESCONDIDO, CA | Previous registration |
| CAPITAL RESOURCE MANAGEMENT, INC. | n/a | Nov 22, 2004 | Jul 18, 2007 | no | ESCONDIDO, CA | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Oct 11, 2002 | May 19, 2004 | no | SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TOTAL WEALTH MANAGEMENT INC. | RED SEVEN | Dec 31, 2014 | Dec 7, 2021 | 2,533 | Firm change after gap | Other |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | TOTAL WEALTH MANAGEMENT INC. | Jun 15, 2012 | Jul 25, 2012 | 40 | Firm change | Other |
| STRONGTOWER FINANCIAL, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Sep 6, 2011 | Jun 20, 2011 | -78 | Firm change after gap | Other |
| CAPITAL RESOURCE MANAGEMENT, INC. | STRONGTOWER FINANCIAL, INC. | Jul 18, 2007 | Jul 16, 2007 | -2 | Firm change | Other |
| COMMONWEALTH FINANCIAL NETWORK | CAPITAL RESOURCE MANAGEMENT, INC. | May 19, 2004 | Nov 22, 2004 | 187 | Firm change | Other |