DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

TOTAL WEALTH MANAGEMENT INC.

CRD 140503

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:13050e4d-181c-34ff-2da1-0f3e4f878da8

Data as of Dec 11, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2012 to Dec 11, 2014
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $103MItem 5.F on the latest filing (2014-12-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $103M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 4
Accounts: 773
Private funds: 7Schedule D 7.B(1)
Private fund GAV: $72.3Mgross asset value as reported per fund; never fund size
SEC number: 801-70829
CRD: 140503
Filings on the tape: 8
First filed: Apr 2, 2012
Latest filed: Dec 11, 2014
Organised: Corporation, California

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ALTUS CAPITAL OPPORTUNITY FUND, LP	Other Private Fund	$41.4M	Dec 11, 2014	86	Apr 2, 2012	reported	021-138161
ALTUS INCOME PORTFOLIO SERIES	Other Private Fund	$16.4M	Dec 11, 2014	15	Apr 2, 2012	reported	021-157867
ALTUS GROWTH PORTFOLIO SERIES	Other Private Fund	$5.1M	Dec 11, 2014	6	Apr 2, 2012	reported	021-157876
ALTUS CONSERVATIVE PORTFOLIO SERIES	Other Private Fund	$3.8M	Dec 11, 2014	17	Apr 2, 2012	reported	021-157868
ALTUS MODERATE PORTFOLIO SERIES	Other Private Fund	$2.7M	Dec 11, 2014	17	Apr 2, 2012	reported	021-157871
ALTUS MODERATE GROWTH PORTFOLIO SERIES	Other Private Fund	$1.6M	Dec 11, 2014	1	Apr 2, 2012	reported	021-157874
ALTUS FOCUSED GROWTH PORTFOLIO SERIES	Other Private Fund	$1.3M	Dec 11, 2014	2	Apr 2, 2012	reported	021-162086

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COOPER, JACOB, KEITH	CEO AND CCO	E	yes	06/2009	Apr 2, 2012	Dec 11, 2014

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Mar 31, 2014	$103M	$103M	5	4	n/a	7	$72.3M
2012	Apr 5, 2013	$123M	$123M	8	6	n/a	7	$54.4M
2011	Apr 2, 2012	$90.3M	$89.8M	n/a	n/a	n/a	7	$54.4M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$103M	$123M	-16.6%	n/a	n/a	5	8	n/a	n/a

Relationships

Advises (7)

→ ALTUS FOCUSED GROWTH PORTFOLIO SERIESPrivate fundOther Private Fund, IA
Apr 2, 2012 to presentfactForm ADV
→ ALTUS MODERATE GROWTH PORTFOLIO SERIESPrivate fundOther Private Fund, IA
Apr 2, 2012 to presentfactForm ADV
→ ALTUS CONSERVATIVE PORTFOLIO SERIESPrivate fundOther Private Fund, IA
Apr 2, 2012 to presentfactForm ADV
→ ALTUS INCOME PORTFOLIO SERIESPrivate fundOther Private Fund, IA
Apr 2, 2012 to presentfactForm ADV
→ ALTUS GROWTH PORTFOLIO SERIESPrivate fundOther Private Fund, IA
Apr 2, 2012 to presentfactForm ADV
→ ALTUS MODERATE PORTFOLIO SERIESPrivate fundOther Private Fund, IA
Apr 2, 2012 to presentfactForm ADV
→ ALTUS CAPITAL OPPORTUNITY FUND, LPPrivate fundOther Private Fund, IA
Apr 2, 2012 to presentfactForm ADV

Controls (1)

← COOPER, JACOB, KEITHOwnerCEO AND CCO, ownership code E, individual
Apr 2, 2012 to presentfactForm ADV

Registered with (3)

← JOHN EDWARD RICHARDSONAdvisorregistration: previous registration
Jul 25, 2012 to Dec 31, 2014factForm ADV
← JEROD CLAYTON FENTONAdvisorregistration: previous registration
Jul 25, 2012 to Dec 31, 2014factForm ADV
← David Michael SmithAdvisorregistration: previous registration
Jul 1, 2013 to Dec 8, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13050e4d-181c-34ff-2da1-0f3e4f878da8
First observed: Apr 2, 2012
Last observed: Dec 11, 2014 143 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TOTAL WEALTH MANAGEMENT INC.

CRD 140503

SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:13050e4d-181c-34ff-2da1-0f3e4f878da8

Data as of Dec 11, 2014 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:24 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ALTUS CAPITAL OPPORTUNITY FUND, LP

Other Private Fund

$41.4M

Dec 11, 2014

Apr 2, 2012

reported

021-138161

ALTUS INCOME PORTFOLIO SERIES

Other Private Fund

$16.4M

Dec 11, 2014

Apr 2, 2012

reported

021-157867

ALTUS GROWTH PORTFOLIO SERIES

Other Private Fund

$5.1M

Dec 11, 2014

Apr 2, 2012

reported

021-157876

ALTUS CONSERVATIVE PORTFOLIO SERIES

Other Private Fund

$3.8M

Dec 11, 2014

Apr 2, 2012

reported

021-157868

ALTUS MODERATE PORTFOLIO SERIES

Other Private Fund

$2.7M

Dec 11, 2014

Apr 2, 2012

reported

021-157871

ALTUS MODERATE GROWTH PORTFOLIO SERIES

Other Private Fund

$1.6M

Dec 11, 2014

Apr 2, 2012

reported

021-157874

ALTUS FOCUSED GROWTH PORTFOLIO SERIES

Other Private Fund

$1.3M

Dec 11, 2014

Apr 2, 2012

reported

021-162086

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COOPER, JACOB, KEITH

CEO AND CCO

yes

06/2009

Apr 2, 2012

Dec 11, 2014

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2013

Mar 31, 2014

$103M

n/a

$72.3M

2012

Apr 5, 2013

$123M

n/a

$54.4M

2011

Apr 2, 2012

$90.3M

$89.8M

n/a

$54.4M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2013

$103M

$123M

-16.6%

n/a