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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CAISSA WEALTH STRATEGIES

CAISSA WEALTH STRATEGIES, LLC, CRD 150458

BLOOMINGTON, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:522ca24a-b185-e376-0863-1b7f518d48e2

Data as of Aug 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 0
Observed: Oct 2, 2018 to Aug 4, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $297MItem 5.F on the latest filing (2026-08-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $295M
Private client RAUM: $297MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $59.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 175
Individual clients: 58
High net worth clients: 95
Custody, client assets: $24.7M
SEC number: 801-114229
CRD: 150458
Filings on the tape: 21
First filed: Oct 2, 2018
Latest filed: Aug 4, 2026
Organised: Limited Liability Company, MN

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KELLY SUE OLSON PEDERSEN	Certified Financial Planner	BLOOMINGTON, MN	12	25	1	no
MERISSA JOLEEN PERKINS	Certified Financial Planner\|Chartered Financial Consultant	BLOOMINGTON, MN	8	17	2	no
Aimee Nicole Bauman	Certified Financial Planner\|Chartered Financial Consultant	BLOOMINGTON, MN	7	27	n/a	no
Andrew Joseph Campbell	Certified Financial Planner	BLOOMINGTON, MN	5	19	n/a	no
Frederick Robert Semmer	Chartered Financial Analyst	BLOOMINGTON, MN	0	14	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PEDERSEN, KELLY, SUE OLSON	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	12/2010	Oct 2, 2018	Mar 1, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 10, 2026	$297M	$295M	10	6	n/a	n/a
2024	Feb 25, 2025	$286M	$284M	10	5	n/a	n/a
2023	Mar 1, 2024	$251M	$248M	8	5	n/a	n/a
2022	Feb 10, 2023	$221M	$219M	10	7	n/a	n/a
2021	Mar 6, 2022	$239M	$236M	8	5	n/a	n/a
2020	Mar 12, 2021	$176M	$169M	4	3	n/a	n/a
2019	Jan 15, 2020	$141M	$128M	4	3	n/a	n/a
2018	Feb 16, 2019	$119M	$109M	3	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	20.0%	0	0	0	2	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$297M	$286M	3.7%	$221M	10.4%	10	10	0	0

Relationships

Registered with (8)

← Frederick Robert SemmerAdvisorregistration: current employment
Jun 4, 2026 to presentfactForm ADV
← Andrew Joseph CampbellAdvisorregistration: current employment
Jul 28, 2021 to presentfactForm ADV
← Aimee Nicole BaumanAdvisorregistration: current employment
Sep 4, 2019 to presentfactForm ADV
← MERISSA JOLEEN PERKINSAdvisorregistration: current employment
Oct 12, 2017 to presentfactForm ADV
← KELLY SUE OLSON PEDERSENAdvisorregistration: current employment
Dec 11, 2013 to presentfactForm ADV
← TIMOTHY JAMES SIGSTADAdvisorregistration: previous registration
May 8, 2025 to Mar 10, 2026factForm ADV
← Ryan ZywotkoAdvisorregistration: previous registration
Oct 31, 2022 to Feb 12, 2025factForm ADV
← Lucas David AubinAdvisorregistration: previous registration
Aug 12, 2020 to Jan 22, 2024factForm ADV

Controls (1)

← PEDERSEN, KELLY, SUE OLSONOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Oct 2, 2018 to Mar 1, 2024factForm ADV

Dated events

Occurred
Mar 10, 2026
Advisor changed firm
Timothy James Sigstad left Caissa Wealth Strategies for Cetera Investment Advisers Llc (registered 2026-06-02)
Form ADVobserved 4 days ago
Occurred
Feb 12, 2025
Advisor changed firm
Ryan Zywotko left Caissa Wealth Strategies for J.P. Morgan Securities Llc (registered 2025-01-22)
Form ADVobserved 4 days ago
Occurred
Jan 22, 2024
Advisor changed firm
Lucas David Aubin left Caissa Wealth Strategies for Wells Fargo Advisors (registered 2025-05-19)
Form ADVobserved 4 days ago
Occurred
Oct 2, 2018
First Form ADV filing
Caissa Wealth Strategies filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:522ca24a-b185-e376-0863-1b7f518d48e2
First observed: Oct 2, 2018
Last observed: Aug 4, 2026 46 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAISSA WEALTH STRATEGIES

CAISSA WEALTH STRATEGIES, LLC, CRD 150458

BLOOMINGTON, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:522ca24a-b185-e376-0863-1b7f518d48e2

Data as of Aug 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:37 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KELLY SUE OLSON PEDERSEN

Certified Financial Planner

BLOOMINGTON, MN

MERISSA JOLEEN PERKINS

Certified Financial Planner|Chartered Financial Consultant

BLOOMINGTON, MN

Aimee Nicole Bauman

Certified Financial Planner|Chartered Financial Consultant

BLOOMINGTON, MN

n/a

Andrew Joseph Campbell

Certified Financial Planner

BLOOMINGTON, MN

n/a

Frederick Robert Semmer

Chartered Financial Analyst

BLOOMINGTON, MN

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PEDERSEN, KELLY, SUE OLSON

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

12/2010

Oct 2, 2018

Mar 1, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 10, 2026

$297M

$295M

n/a

2024

Feb 25, 2025

$286M

$284M

n/a

2023

Mar 1, 2024

$251M

$248M

n/a

2022

Feb 10, 2023

$221M

$219M

n/a

2021

Mar 6, 2022

$239M

$236M

n/a

2020

Mar 12, 2021

$176M

$169M

n/a

2019

Jan 15, 2020

$141M

$128M

n/a

2018

Feb 16, 2019

$119M

$109M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

20.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$297M

$286M

3.7%

$221M

10.4%