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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

TIMOTHY JAMES SIGSTAD

Advisor at CETERA INVESTMENT ADVISERS LLC

MINNETONKA, MN | Minnetonka, MN

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Search this name across graphsid dfx:ria:ff4c4970-d91c-27de-b63f-a465439bf182

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Aug 9, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 14, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 1
Exams: S66|S63
First exam: Jan 14, 2010
First registration: Aug 9, 2022
Dual registered: yes, broker-dealer
Other names: TJ Sigstad
IAPD individual key: 4411738

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVISORNET WEALTH PARTNERS	Independent wealth	Jul 6, 2026	n/a	yes	MINNETONKA, MN	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 2, 2026	n/a	yes	Minnetonka, MN	Current employment
CAISSA WEALTH STRATEGIES	Independent wealth	May 8, 2025	Mar 10, 2026	no	BLOOMINGTON, MN	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	Apr 10, 2025	no	MINNETONKA, MN\|Edina, MN	Previous registration
ADVISORNET WEALTH PARTNERS	Independent wealth	Oct 26, 2022	Apr 11, 2025	no	MINNETONKA, MN\|Minnetonka, MN	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Aug 9, 2022	Jun 29, 2023	no	MINNETONKA, MN\|Edina, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAISSA WEALTH STRATEGIES	CETERA INVESTMENT ADVISERS LLC	Mar 10, 2026	Jun 2, 2026	84	Firm change	RIA to ibd
ADVISORNET WEALTH PARTNERS	CETERA INVESTMENT ADVISERS LLC	Apr 11, 2025	Jun 29, 2023	-652	Firm change after gap	RIA to ibd
CETERA INVESTMENT ADVISERS LLC	CAISSA WEALTH STRATEGIES	Apr 10, 2025	May 8, 2025	28	Firm change	Ibd to RIA
CETERA ADVISOR NETWORKS LLC	ADVISORNET WEALTH PARTNERS	Jun 29, 2023	Oct 26, 2022	-246	Firm change after gap	Ibd to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
13572:113074:MN:2023-06-29	Jun 29, 2023	Oct 26, 2022	EDINA, MN	Firm change after gap

Relationships

Registered with (4)

→ ADVISORNET WEALTH PARTNERSRegistered adviserregistration: previous registration
Oct 26, 2022 to Apr 11, 2025factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jun 29, 2023 to Apr 10, 2025factForm ADV
→ CAISSA WEALTH STRATEGIESRegistered adviserregistration: previous registration
May 8, 2025 to Mar 10, 2026factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Aug 9, 2022 to Jun 29, 2023factForm ADV

Dated events

Occurred
Mar 10, 2026
Advisor changed firm
Timothy James Sigstad left Caissa Wealth Strategies for Cetera Investment Advisers Llc (registered 2026-06-02)
Form ADVobserved 5 days ago
Occurred
Apr 11, 2025
Advisor changed firm
Timothy James Sigstad left Advisornet Wealth Partners for Cetera Investment Advisers Llc (registered 2023-06-29)
Form ADVobserved 5 days ago
Occurred
Apr 10, 2025
Advisor changed firm
Timothy James Sigstad left Cetera Investment Advisers Llc for Caissa Wealth Strategies (registered 2025-05-08)
Form ADVobserved 5 days ago
Occurred
Jun 29, 2023
Advisor changed firm
Timothy James Sigstad left Cetera Advisor Networks Llc for Advisornet Wealth Partners (registered 2022-10-26)
Form ADVobserved 5 days ago