DFX Intelligence
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Reading the graph
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Advisor at N•••••••• I••••••••• A••••••• L••
Gilbert, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N•••••••• I••••••••• A••••••• L•• | No RAUM reported | May 13, 2026 | n/a | yes | Gilbert, AZ | Current employment |
| A•••• F•••••••• | Independent wealth | Jul 26, 2016 | Jan 30, 2018 | no | PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•••••••• P••••••• S•••••••• L•• | A•••• F•••••••• | Feb 22, 2018 | Jul 26, 2016 | -576 | Firm change after gap | Other |
| A•••• F•••••••• | N•••••••• I••••••••• A••••••• L•• | Jan 30, 2018 | May 13, 2026 |
| L•••••••• P••••••• S•••••••• L•• | Former SEC adviser | Jan 21, 2015 | Feb 22, 2018 | no | TEMPE, AZ | Previous registration |
| H••••••• • S•••• L•• | State registered | Mar 31, 2010 | Oct 1, 2013 | no | FARMINGTON, CT | Previous registration |
| 3,025 |
| Firm change after gap |
| Other |
| H••••••• • S•••• L•• | L•••••••• P••••••• S•••••••• L•• | Oct 1, 2013 | Jan 21, 2015 | 477 | Firm change after gap | Other |