RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J•••• G•••••••••
- N•••••••• I••••••••• A••••••• L•• no RAUM currentsince May 13, 2026 · Gilbert, Az
- A•••• F•••••••• independent RIAJul 26, 2016 to Jan 30, 2018 · Phoenix, Az
- L•••••••• P••••••• S•••••••• L•• formerJan 21, 2015 to Feb 22, 2018 · Tempe, Az
- H••••••• • S•••• L•• state registeredMar 31, 2010 to Oct 1, 2013 · Farmington, Ct
- L•••••••• P••••••• S•••••••• L•• to A•••• F••••••••left Feb 22, 2018, registered Jul 26, 2016 (-576 days) · Other
- A•••• F•••••••• to N•••••••• I••••••••• A••••••• L••left Jan 30, 2018, registered May 13, 2026 (3025 days) · Other
- H••••••• • S•••• L•• to L•••••••• P••••••• S•••••••• L••left Oct 1, 2013, registered Jan 21, 2015 (477 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address