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H••••••• • S•••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

H••••••• • S•••• L••

CRD 127175

FARMINGTON, CT

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Search this name across graphsid dfx:ria:72789fa8-cceb-75cc-7160-009b872bd819

Data as of Jul 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 15, 2026 to Jul 15, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 21
High net worth clients: 80
CRD: 127175

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B••••••• B•••••• S•••	n/a	FARMINGTON, CT	20	29	n/a	no
D••••• W•••••• M••••••••	n/a	FARMINGTON, CT	10	14

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	n/a	0	0	0	1	0

Relationships

Registered with (6)

← C••••••• P• K••••Advisorregistration: current employment
Jun 12, 2026 to presentfactForm ADV
← D••••• W•••••• M••••••••Advisorregistration: current employment
Jul 18, 2016 to presentfactForm ADV
← B••••••• B•••••• S•••Advisorregistration: current employment
May 8, 2006 to presentfactForm ADV
← Brooke Weise

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:72789fa8-cceb-75cc-7160-009b872bd819
First observed: Jul 15, 2026
Last observed: Jul 15, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.