DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at BETTERMENT
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Betterment | Independent wealth | Oct 17, 2018 | n/a | yes | NEW YORK, NY | Current employment |
| CAPITAL ONE INVESTING, INC. | Former SEC adviser | Jul 14, 2017 | Sep 26, 2018 | no | MCLEAN, VA | Previous registration |
| FARR MILLER & WASHINGTON LLC | Former SEC adviser | Nov 14, 2016 | Jun 15, 2017 | no | WASHINGTON, DC | Previous registration |
| MORGAN STANLEY | Wirehouse | Dec 12, 2014 | Sep 30, 2016 | no | WASHINGTON, DC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL ONE INVESTING, INC. | Betterment | Sep 26, 2018 | Oct 17, 2018 | 21 | Firm change | RIA to RIA |
| FARR MILLER & WASHINGTON LLC | CAPITAL ONE INVESTING, INC. | Jun 15, 2017 | Jul 14, 2017 | 29 | Firm change | Other |
| MORGAN STANLEY | FARR MILLER & WASHINGTON LLC | Sep 30, 2016 | Nov 14, 2016 | 45 | Firm change | Other |