RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• B•••••••• D••••••
- B••••••••• independent RIA currentsince Oct 17, 2018 · New York, Ny
- C•••••• O•• I••••••••• I••• formerJul 14, 2017 to Sep 26, 2018 · Mclean, Va
- F••• M••••• • W••••••••• L•• formerNov 14, 2016 to Jun 15, 2017 · W•••••••••, Dc
- M••••• S•••••• wirehouseDec 12, 2014 to Sep 30, 2016 · W•••••••••, Dc
- C•••••• O•• I••••••••• I••• to B•••••••••left Sep 26, 2018, registered Oct 17, 2018 (21 days) · RIA to RIA
- F••• M••••• • W••••••••• L•• to C•••••• O•• I••••••••• I•••left Jun 15, 2017, registered Jul 14, 2017 (29 days) · Other
- M••••• S•••••• to F••• M••••• • W••••••••• L••left Sep 30, 2016, registered Nov 14, 2016 (45 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address