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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Dallas, TX | Plano, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Feb 22, 2017 | n/a | yes | Dallas, TX|Plano, TX | Current employment |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | May 3, 2013 | Feb 17, 2017 | no | DALLAS, TX | Previous registration |
| ONYX WEALTH ADVISORS, INC. | Former SEC adviser | Sep 26, 2003 | May 8, 2013 | no | DALLAS, TX | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jan 13, 1994 | Aug 22, 2002 | no | ADDISON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST ALLIED ADVISORY SERVICES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Feb 17, 2017 | Feb 22, 2017 | 5 | Firm change | Other |
| ONYX WEALTH ADVISORS, INC. | FIRST ALLIED ADVISORY SERVICES, INC. | May 8, 2013 | May 3, 2013 | -5 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | ONYX WEALTH ADVISORS, INC. | Aug 22, 2002 | Sep 26, 2003 | 400 | Firm change | Other |