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Advisor at CATAMOUNT CAPITAL LLC
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CATAMOUNT CAPITAL LLC | Former SEC adviser | Feb 8, 2006 | n/a | yes | DALLAS, TX | Current employment |
| COLEMAN RIVER CAPITAL, LLC | Former SEC adviser | Jun 21, 2013 | Nov 29, 2017 | no | DALLAS, TX | Previous registration |
| CATAMOUNT CAPITAL LLC | Former SEC adviser | Feb 8, 2006 | Jun 19, 2012 | no | DALLAS, TX | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 15, 2003 | Feb 6, 2006 | no | DALLAS, TX | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Dec 7, 1998 | Aug 21, 2003 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COLEMAN RIVER CAPITAL, LLC | n/a | Nov 29, 2017 | n/a | n/a | Departure no registered destination | Departure |
| UBS FINANCIAL SERVICES INC. | CATAMOUNT CAPITAL LLC | Feb 6, 2006 | Feb 8, 2006 | 2 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | UBS FINANCIAL SERVICES INC. | Aug 21, 2003 | Aug 15, 2003 | -6 | Firm change | Other |