DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Greg Mattlage
At current firm
20 y
since Feb 8, 2006
In the industry
27 y
since Dec 1, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Catamount Capital LLC former currentsince Feb 8, 2006 · Dallas, Tx
- Coleman River Capital, LLC formerJun 21, 2013 to Nov 29, 2017 · Dallas, Tx
- Catamount Capital LLC formerFeb 8, 2006 to Jun 19, 2012 · Dallas, Tx
- UBS Financial Services Inc. wirehouseAug 15, 2003 to Feb 6, 2006 · Dallas, Tx
- Citigroup Global Markets Inc. BD affiliatedDec 7, 1998 to Aug 21, 2003 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Coleman River Capital, LLC to no registered destinationleft Nov 29, 2017 · Departure, no registered destination
- UBS Financial Services Inc. to Catamount Capital LLCleft Feb 6, 2006, registered Feb 8, 2006 (2 days) · Other
- Citigroup Global Markets Inc. to UBS Financial Services Inc.left Aug 21, 2003, registered Aug 15, 2003 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address