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K•••• J• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

K•••• J• F•••••••

Advisor at F••• E••••• P•••••••

New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:525a6b6e-6662-d10d-a866-04d736b7b9b0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jun 11, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••• E••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F••• E••••• P•••••••	I•••••••••_WEALTH	May 21, 2025	n/a	yes	New York, NY	Current employment
S•••• M••• A••••••• L••	I•••••••••_WEALTH	Mar 29, 2023	Nov 7, 2024	no	TALLAHASSEE, FL\|GARDEN CITY, NY

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• M••• A••••••• L••	F••• E••••• P•••••••	Nov 7, 2024	May 21, 2025	195	Firm change	RIA to RIA
M•••••• I•••••••••	S•••• M••• A••••••• L••	Mar 31, 2023

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
305418:324114:NJ:2023-03-31	Mar 31, 2023	Mar 29, 2023	LITTLE SILVER, NJ	Firm change

Relationships

Registered with (4)

→ F••• E••••• P•••••••Registered adviserregistration: current employment
May 21, 2025 to presentfactForm ADV
→ S•••• M••• A••••••• L••Registered adviserregistration: previous registration
Mar 29, 2023 to Nov 7, 2024factForm ADV
→ M•••••• I•••••••••Registered adviserregistration: previous registration
Apr 4, 2022 to Mar 31, 2023factForm ADV
→ C••••• P••••••• L••

Dated events

Occurred
Nov 7, 2024
Advisor changed firm
K•••• J• F••••••• left S•••• M••• A••••••• L•• for F••• E••••• P••••••• (registered 2025-05-21)
Form ADVobserved 7 days ago
Occurred
Mar 31, 2023
Advisor changed firm
K•••• J• F••••••• left M•••••• I••••••••• for S•••• M••• A••••••• L•• (registered 2023-03-29)
Form ADVobserved 7 days ago
Occurred
Apr 25, 2022
Advisor changed firm
K•••• J• F••••••• left C••••• P••••••• L•• for M•••••• I••••••••• (registered 2022-04-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:525a6b6e-6662-d10d-a866-04d736b7b9b0
First observed: Jun 11, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.