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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

TODD ANTHONY LOWERY

Advisor at ADVICE AND PLANNING SERVICES

LOUISVILLE, KY | La Grange, KY

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Search this name across graphsid dfx:ria:525e7937-fac3-d5ed-e5bc-86e7e9edad04

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 8, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S66|S63
First exam: Dec 22, 2004
First registration: Dec 8, 2003
Dual registered: yes, broker-dealer
Other names: TODD ANTHONY LOWERY|Todd Lowery
IAPD individual key: 2818917

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Apr 4, 2022	n/a	yes	LOUISVILLE, KY\|La Grange, KY	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Dec 13, 2021	Mar 8, 2022	no	COVINGTON, KY	Previous registration
NATIONWIDE INVESTMENT ADVISORS, LLC	Bd affiliated wealth	Jan 24, 2018	Mar 29, 2018	no	COLUMBUS, OH	Previous registration
NATIONWIDE INVESTMENT ADVISORS, LLC	Bd affiliated wealth	Dec 5, 2006	Dec 11, 2006	no	COLUMBUS, OH	Previous registration
NATIONWIDE INVESTMENT SERVICES CORPORATION	n/a	Dec 8, 2003	Dec 5, 2006	no	DUBLIN, OH\|COLUMBUS, OH\|COLUMBUS, OH\|Louisville, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	ADVICE AND PLANNING SERVICES	Mar 8, 2022	Apr 4, 2022	27	Firm change	Ibd to ibd
NATIONWIDE INVESTMENT ADVISORS, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Mar 29, 2018	Dec 13, 2021	1,355	Firm change after gap	Other
NATIONWIDE INVESTMENT SERVICES CORPORATION	NATIONWIDE INVESTMENT ADVISORS, LLC	Dec 5, 2006	Dec 5, 2006	0	Bulk transfer	Other

Relationships

Registered with (4)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
Apr 4, 2022 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Dec 13, 2021 to Mar 8, 2022factForm ADV
→ NATIONWIDE INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 24, 2018 to Mar 29, 2018factForm ADV
→ NATIONWIDE INVESTMENT SERVICES CORPORATIONRegistered adviserregistration: previous registration
Dec 8, 2003 to Dec 5, 2006factForm ADV

Dated events

Occurred
Mar 8, 2022
Advisor changed firm
Todd Anthony Lowery left Fidelity Personal And Workplace Advisors for Advice And Planning Services (registered 2022-04-04)
Form ADVobserved 5 days ago