DFX Intelligence

A•••••• E••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)39 years in industry

A•••••• E••••• D•••••

Advisor at K••••• A•••••••• I•••

ORANGE PARK, FL | FT. LAUDERDALE, FL

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Search this name across graphsid dfx:ria:526dcfda-ca17-d21b-5518-c5fd57265411

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 19, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 23, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A•••••••• I•••	Bd affiliated wealth	Aug 16, 2006	n/a	yes	FT. LAUDERDALE, FL\|ORANGE PARK, FL	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Jul 19, 2001	Mar 22, 2006	no	ORANGE PARK, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	K••••• A•••••••• I•••	Mar 22, 2006	Aug 16, 2006	147	Firm change	Other

Relationships

Registered with (2)

→ K••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 16, 2006 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 19, 2001 to Mar 22, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:526dcfda-ca17-d21b-5518-c5fd57265411
First observed: Jul 19, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.