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Advisor at KESTRA ADVISORY SERVICES, LLC
AUSTIN, TX | Louisville, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Dec 16, 2019 | n/a | yes | AUSTIN, TX|Louisville, KY | Current employment |
| MWM ADVISORY | Former SEC adviser | May 1, 2014 | May 7, 2019 | no | LOUISVILLE, KY | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 22, 2010 | Sep 8, 2016 | no | LOUISVILLE, KY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 1, 2002 | Jan 27, 2010 | no | LOUISVILLE, KY|LOUISVILLE, KY|LOUISVILLE, KY|LOUISVILLE, KY|LOUISVILLE, KY|LOUISVILLE, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MWM ADVISORY | KESTRA ADVISORY SERVICES, LLC | May 7, 2019 | Dec 16, 2019 | 223 | Firm change | RIA to ibd |
| LPL FINANCIAL LLC | MWM ADVISORY | Sep 8, 2016 | May 1, 2014 | -861 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LPL FINANCIAL LLC | Jan 27, 2010 | Jan 22, 2010 | -5 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 166411:283330:KY:2019-05-07 | May 7, 2019 | Dec 16, 2019 | LOUISVILLE, KY | Firm change |
| 6413:166411:KY:2016-09-07 | Sep 8, 2016 | May 1, 2014 | LOUISVILLE, KY | Firm change after gap |