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Advisor at INDEPENDENT WEALTH NETWORK, INC.
URBANDALE, IA | Windham, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INDEPENDENT WEALTH NETWORK, INC. | Independent wealth | Jul 21, 2026 | n/a | yes | Windham, ME|URBANDALE, IA | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jun 20, 2025 | Mar 31, 2026 | no | Bedford, NH|Portland, ME | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 13, 2024 | May 22, 2025 | no | PORTLAND, ME | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | INDEPENDENT WEALTH NETWORK, INC. | Mar 31, 2026 | Jul 21, 2026 | 112 | Firm change | Ibd to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CHARLES SCHWAB & CO., INC. | May 22, 2025 | Jun 20, 2025 | 29 | Firm change | Wirehouse to ibd |